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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

19 hedge funds and large institutions have $22.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
+1
Holders Change %
+5.56%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
11
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$1.38M
2
U
UBS
Switzerland
$1.74M
3
Morgan Stanley
Morgan Stanley
New York
$5.85M
4
LPL Financial
LPL Financial
California
$1.54M
5
DFIM
Detwiler Fenton Investment Management
Massachusetts
$1.05M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$1.06M
2
Wells Fargo
Wells Fargo
California
$546K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$241K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.85M +$338K +7,414 +6%
IH
2
IFC Holdings
Florida
$2.93M +$122K +2,716 +4%
Goldman Sachs
3
Goldman Sachs
New York
$2.79M – – –
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$2.28M +$120K +2,633 +6%
U
5
UBS
Switzerland
$1.74M +$1.14M +24,994 +191%
LPL Financial
6
LPL Financial
California
$1.54M +$336K +7,389 +28%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.38M +$1.38M +30,235 New
Bank of America
8
Bank of America
North Carolina
$1.06M -$236K -5,185 -18%
DFIM
9
Detwiler Fenton Investment Management
Massachusetts
$1.05M +$156K +3,421 +17%
Wells Fargo
10
Wells Fargo
California
$546K -$75.9K -1,669 -12%
SFG
11
SNS Financial Group
Minnesota
$285K +$61.9K +1,361 +28%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$241K -$17.9K -393 -7%
WA
13
WFG Advisors
Texas
$130K +$10.9K +240 +9%
DADC
14
D.A. Davidson & Co
Montana
$109K – – –
Deutsche Bank
15
Deutsche Bank
Germany
$100K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$94K +$14.9K +329 +19%
AIG
17
American International Group
New York
$35.7K +$15.6K +343 +78%
WEC
18
Winslow Evans & Crocker
Massachusetts
$18.2K – – –
Citigroup
19
Citigroup
New York
$10K +$5.46K +114 +120%