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First Trust Multi Cap Growth AlphaDEX Fund

19 hedge funds and large institutions have $22.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 3

19% more capital invested

Capital invested by funds: $18.7M → $22.2M (+$3.51M)

6% more funds holding

Funds holding: 1819 (+1)

0.14% more ownership

Funds ownership: 36.01%36.15% (+0.14%)

Holders
19
Holders Change
+1
Holders Change %
+5.56%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
11
Reduced
3
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.85M +$334K +7,414 +6%
IH
2
IFC Holdings
Florida
$2.93M +$122K +2,716 +4%
Goldman Sachs
3
Goldman Sachs
New York
$2.79M
JP Morgan Chase
4
JP Morgan Chase
New York
$2.28M +$118K +2,633 +6%
U
5
UBS
Switzerland
$1.74M +$1.12M +24,994 +191%
LPL Financial
6
LPL Financial
California
$1.54M +$333K +7,389 +28%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.38M +$1.36M +30,235 New
Bank of America
8
Bank of America
North Carolina
$1.06M -$233K -5,185 -18%
DFIM
9
Detwiler Fenton Investment Management
Massachusetts
$1.05M +$154K +3,421 +17%
Wells Fargo
10
Wells Fargo
California
$546K -$75.1K -1,669 -12%
SFG
11
SNS Financial Group
Minnesota
$285K +$61.2K +1,361 +28%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$241K -$17.7K -393 -7%
WA
13
WFG Advisors
Texas
$130K +$10.8K +240 +9%
DADC
14
D.A. Davidson & Co
Montana
$109K
Deutsche Bank
15
Deutsche Bank
Germany
$100K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$94K +$14.8K +329 +19%
AIG
17
American International Group
New York
$35.7K +$15.4K +343 +78%
WEC
18
Winslow Evans & Crocker
Massachusetts
$18.2K
Citigroup
19
Citigroup
New York
$10K +$5.13K +114 +120%

FAD Hedge Fund Activity: Q1 2014 in Review

19 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q1 2014, worth a combined $22.2M — up 19% from $18.7M a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new FAD positions and 0 closed out — a net gain of 1 holder — while 11 added to existing stakes and 3 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.36M. The largest seller was Bank of America, cutting an estimated $233K.

  • 19 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q1 2014, up from 18 in Q4 2013.
  • Funds reported $22.2M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q1 2014, up 19% quarter-over-quarter.
  • 1 fund opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q1 2014 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q1 2014 was Susquehanna International Group, an estimated $1.36M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q1 2014 was Bank of America, an estimated $233K sold.

Based on aggregated 13F filings for Q1 2014.