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First Trust Multi Cap Growth AlphaDEX Fund

30 hedge funds and large institutions have $48.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

51% more capital invested

Capital invested by funds: $31.9M → $48.2M (+$16.3M)

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

7.96% more ownership

Funds ownership: 37.24%45.21% (+8%)

7% more funds holding

Funds holding: 2830 (+2)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$8.41M +$6.83M +136,963 +384%
FAAS
2
First Allied Advisory Services
California
$7.5M +$7.51M +150,735 New
Morgan Stanley
3
Morgan Stanley
New York
$7M +$1.12M +22,506 +19%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.67M -$52.1K -1,045 -0.9%
IH
5
IFC Holdings
Florida
$3.35M -$17.9K -360 -0.5%
Goldman Sachs
6
Goldman Sachs
New York
$2.82M
UBS Group
7
UBS Group
Switzerland
$2.8M +$369K +7,411 +15%
Wells Fargo
8
Wells Fargo
California
$2.11M +$398K +7,983 +23%
Jane Street
9
Jane Street
New York
$1.44M -$760K -15,244 -35%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.31M +$30.6K +615 +2%
RFWA
11
RPg Family Wealth Advisory
Massachusetts
$1.31M +$1.31M +26,278 New
Bank of America
12
Bank of America
North Carolina
$1.25M +$56.3K +1,129 +5%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.14M +$12.5K +250 +1%
Stifel Financial
14
Stifel Financial
Missouri
$462K +$77.6K +1,557 +20%
IA
15
IFP Advisors
Florida
$389K +$390K +7,819 New
PAG
16
Private Advisor Group
New Jersey
$372K
SPC
17
Sigma Planning Corp
Michigan
$202K +$203K +4,068 New
WA
18
WFG Advisors
Texas
$143K +$3.69K +74 +3%
DADC
19
D.A. Davidson & Co
Montana
$130K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$100K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$66K +$897 +18 +1%
CCS
22
Crosspoint Capital Strategies
California
$41K +$42.1K +845 New
NFG
23
Next Financial Group
Texas
$38K
Citigroup
24
Citigroup
New York
$31K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$30K

FAD Hedge Fund Activity: Q4 2015 in Review

30 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2015, worth a combined $48.2M — up 51% from $31.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FAD positions and 5 closed out — a net gain of 2 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was First Allied Advisory Services, opening a new position worth an estimated $7.51M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.57M sold.

  • 30 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2015, up from 28 in Q3 2015.
  • Funds reported $48.2M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2015, up 51% quarter-over-quarter.
  • 7 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2015 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2015 was First Allied Advisory Services, an estimated $7.51M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2015 was Susquehanna International Group, an estimated $1.57M sold.

Based on aggregated 13F filings for Q4 2015.