Prospera Financial Services’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Prospera Financial Services’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-4,032	Closed	-$453K	–	1110
2023 Q4	$453K	Sell	4,032 -124	-3%	-$12.7K	0.02%	701
2023 Q3	$416K	Hold	4,156	–	–	0.02%	676
2023 Q2	$439K	Sell	4,156 -94	-2%	-$9.29K	0.02%	659
2023 Q1	$416K	Hold	4,250	–	–	0.02%	675
2022 Q4	$403K	Buy	+4,250	New	+$411K	0.02%	593
2015 Q4	–	Sell	-8,550	Closed	-$405K	–	308
2015 Q3	$405K	Sell	8,550 -1,925	-18%	-$97.1K	0.1%	141
2015 Q2	$535K	Buy	10,475 +400	+4%	+$20.4K	0.13%	123
2015 Q1	$516K	Sell	10,075 -2,300	-19%	-$114K	0.11%	141
2014 Q4	$604K	Buy	12,375 +775	+7%	+$36.3K	0.15%	111
2014 Q3	$528K	Buy	+11,600	New	+$540K	0.14%	121

Other funds holding FAD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KIG

Kowal Investment Group Brookfield, Wisconsin $544M AUM 25.35% 1-Year Est. Return

Prospera Financial Services's FAD Position: Q1 2024 in Review

Prospera Financial Services sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q1 2024, closing a stake of 4,032 shares — an estimated $453K sold.

Prospera Financial Services first reported a position in FAD in Q3 2014 and held it in 10 quarters. The position peaked at $604K in Q4 2014. 57 funds tracked by Wall St. Rank hold FAD as of Q1 2024.

Prospera Financial Services reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q1 2024 after selling out during the quarter.
Prospera Financial Services sold 4,032 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2024, an estimated $453K.
Prospera Financial Services first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q3 2014 and held it in 10 quarters.
Prospera Financial Services's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $604K in Q4 2014.
57 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2024.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.