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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

34 hedge funds and large institutions have $28.7M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
+7
Holders Change %
+25.93%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
8
Reduced
9
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.07M
2
RJA
Raymond James & Associates
Florida
$623K
3
Wells Fargo
Wells Fargo
California
$1.81M
4
PAG
Private Advisor Group
New Jersey
$244K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$662K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$5.03M
2
Bank of America
Bank of America
North Carolina
$421K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$178K
4
SG Americas Securities
SG Americas Securities
New York
$515K
5
LPL Financial
LPL Financial
California
$1.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$5.07M +$1.65M +33,820 +48%
Morgan Stanley
2
Morgan Stanley
New York
$5.03M -$2.29M -46,834 -31%
IH
3
IFC Holdings
Florida
$3.57M -$5.08K -103 -0.1%
Goldman Sachs
4
Goldman Sachs
New York
$2.77M – – –
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$2.06M -$56.6K -1,158 -3%
Wells Fargo
6
Wells Fargo
California
$1.81M +$461K +9,441 +34%
LPL Financial
7
LPL Financial
California
$1.35M -$84.1K -1,723 -6%
DFIM
8
Detwiler Fenton Investment Management
Massachusetts
$1.14M -$51.2K -1,047 -4%
SFG
9
SNS Financial Group
Minnesota
$696K +$172K +3,521 +33%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$662K +$228K +4,662 +52%
RJA
11
Raymond James & Associates
Florida
$623K +$623K +12,746 New
UBS Group
12
UBS Group
Switzerland
$617K +$617K +12,637 New
PFS
13
Prospera Financial Services
Texas
$604K +$37.8K +775 +7%
SG Americas Securities
14
SG Americas Securities
New York
$515K -$266K -5,448 -34%
Bank of America
15
Bank of America
North Carolina
$421K -$925K -18,949 -69%
SPC
16
Sigma Planning Corp
Michigan
$293K +$293K +5,994 New
PAG
17
Private Advisor Group
New Jersey
$244K +$244K +5,006 New
HFS
18
HL Financial Services
Kentucky
$224K +$3.23K +66 +1%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$216K +$293 +6 +0.1%
WA
20
WFG Advisors
Texas
$202K +$13.1K +267 +7%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$178K -$317K -6,470 -64%
DADC
22
D.A. Davidson & Co
Montana
$117K – – –
Deutsche Bank
23
Deutsche Bank
Germany
$107K – – –
RIA
24
Regal Investment Advisors
Michigan
$41K – – –
NFG
25
Next Financial Group
Texas
$38K – – –
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