We are live on ! Find out more
FAD icon

First Trust Multi Cap Growth AlphaDEX Fund

30 hedge funds and large institutions have $23.8M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

8.13% less ownership

Funds ownership: 39.13%31% (-8.1%)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

12% less funds holding

Funds holding: 3430 (-4)

17% less capital invested

Capital invested by funds: $28.7M → $23.8M (-$4.94M)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
10
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.2M -$73.4K -1,479 -1%
IH
2
IFC Holdings
Florida
$3.74M +$59.8K +1,204 +2%
Goldman Sachs
3
Goldman Sachs
New York
$2.91M
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.68M -$3.52M -70,948 -68%
LPL Financial
5
LPL Financial
California
$1.55M +$140K +2,814 +10%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.23M +$517K +10,412 +77%
DFIM
7
Detwiler Fenton Investment Management
Massachusetts
$1.11M -$83.7K -1,686 -7%
SFG
8
SNS Financial Group
Minnesota
$837K +$104K +2,103 +15%
UBS Group
9
UBS Group
Switzerland
$794K +$143K +2,874 +23%
Jane Street
10
Jane Street
New York
$727K +$705K +14,205 New
SG Americas Securities
11
SG Americas Securities
New York
$540K
PFS
12
Prospera Financial Services
Texas
$516K -$114K -2,300 -19%
Citadel Advisors
13
Citadel Advisors
Florida
$458K +$444K +8,934 New
Bank of America
14
Bank of America
North Carolina
$416K -$25.1K -505 -6%
Wells Fargo
15
Wells Fargo
California
$401K -$1.45M -29,214 -79%
PAG
16
Private Advisor Group
New Jersey
$326K +$67.7K +1,364 +27%
SPC
17
Sigma Planning Corp
Michigan
$280K -$26.4K -531 -9%
HFS
18
HL Financial Services
Kentucky
$234K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$226K +$149 +3 +0.1%
WA
20
WFG Advisors
Texas
$125K -$83.8K -1,689 -41%
DADC
21
D.A. Davidson & Co
Montana
$122K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$104K -$79K -1,591 -44%
WP
23
WealthPLAN Partners
Nebraska
$53K +$52.1K +1,049 New
RIA
24
Regal Investment Advisors
Michigan
$45K +$1.24K +25 +3%
NFG
25
Next Financial Group
Texas
$39K

FAD Hedge Fund Activity: Q1 2015 in Review

30 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q1 2015, worth a combined $23.8M — down 17% from $28.7M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FAD and 4 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 9 added.

The largest buyer was Jane Street, opening a new position worth an estimated $705K. The largest seller was Susquehanna International Group, cutting an estimated $3.52M.

  • 30 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q1 2015, down from 34 in Q4 2014.
  • Funds reported $23.8M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q1 2015, down 17% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q1 2015 and 8 closed out, a net change of -4 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q1 2015 was Jane Street, an estimated $705K added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q1 2015 was Susquehanna International Group, an estimated $3.52M sold.

Based on aggregated 13F filings for Q1 2015.