SNS Financial Group’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

SNS Financial Group’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-16,353	Closed	-$837K	–	127
2015 Q1	$837K	Buy	16,353 +2,103	+15%	+$104K	0.3%	59
2014 Q4	$696K	Buy	14,250 +3,521	+33%	+$165K	0.28%	61
2014 Q3	$488K	Buy	10,729 +2,385	+29%	+$111K	0.16%	73
2014 Q2	$392K	Buy	8,344 +2,079	+33%	+$93.9K	0.16%	75
2014 Q1	$285K	Buy	6,265 +1,361	+28%	+$61.2K	0.13%	72
2013 Q4	$221K	Buy	+4,904	New	+$210K	0.1%	115

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SNS Financial Group's FAD Position: Q2 2015 in Review

SNS Financial Group sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q2 2015, closing a stake of 16,353 shares — an estimated $837K sold.

SNS Financial Group first reported a position in FAD in Q4 2013 and held it in 6 quarters. The position peaked at $837K in Q1 2015. 29 funds tracked by Wall St. Rank hold FAD as of Q2 2015.

SNS Financial Group reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q2 2015 after selling out during the quarter.
SNS Financial Group sold 16,353 First Trust Multi Cap Growth AlphaDEX Fund shares in Q2 2015, an estimated $837K.
SNS Financial Group first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2013 and held it in 6 quarters.
SNS Financial Group's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $837K in Q1 2015.
29 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q2 2015.

Based on SNS Financial Group's 13F filing for Q2 2015, filed 14 Aug 2015.