Golden State Wealth Management’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Golden State Wealth Management’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$803K	Hold	5,053	–	–	0.09%	186
2025 Q4	$818K	Sell	5,053 -115	-2%	-$18.6K	0.09%	181
2025 Q3	$830K	Sell	5,168 -8	-0.2%	-$1.22K	0.09%	174
2025 Q2	$760K	Hold	5,176	–	–	0.09%	171
2025 Q1	$670K	Hold	5,176	–	–	0.1%	164
2024 Q4	$715K	Buy	+5,176	New	+$729K	0.11%	152
2022 Q1	$923K	Hold	8,222	–	–	0.18%	116
2021 Q4	$1.03M	Sell	8,222 -30	-0.4%	-$3.73K	0.18%	123
2021 Q3	$976K	Sell	8,252 -400	-5%	-$48.2K	0.21%	94
2021 Q2	$1.03M	Sell	8,652 -300	-3%	-$33.8K	0.23%	92
2021 Q1	$969K	Sell	8,952 -30	-0.3%	-$3.3K	0.32%	57
2020 Q4	$932K	Hold	8,982	–	–	0.27%	74
2020 Q3	$773K	Buy	+8,982	New	+$752K	0.26%	67
2020 Q2	–	Sell	-10,372	Closed	-$627K	–	416
2020 Q1	$627K	Buy	+10,372	New	+$761K	0.28%	60
2019 Q4	–	Sell	-13,357	Closed	-$979K	–	332
2019 Q3	$979K	Sell	13,357 -300	-2%	-$22.5K	0.32%	61
2019 Q2	$1.02M	Sell	13,657 -30	-0.2%	-$2.18K	0.32%	64
2019 Q1	$981K	Buy	+13,687	New	+$937K	0.33%	62

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Golden State Wealth Management's FAD Position: Q1 2026 in Review

Golden State Wealth Management held its First Trust Multi Cap Growth AlphaDEX Fund (FAD) position steady in Q1 2026 at 5,053 shares worth $803K. The position accounts for 0.09% of the portfolio, ranked #186.

Golden State Wealth Management first reported a position in FAD in Q1 2019 and has held it in 17 quarters since. The position peaked at $1.03M in Q2 2021. 99 funds tracked by Wall St. Rank hold FAD as of Q1 2026.

Golden State Wealth Management held 5,053 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $803K as of Q1 2026.
Golden State Wealth Management left its First Trust Multi Cap Growth AlphaDEX Fund share count unchanged in Q1 2026.
First Trust Multi Cap Growth AlphaDEX Fund made up 0.09% of Golden State Wealth Management's portfolio in Q1 2026, its #186 holding.
Golden State Wealth Management first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q1 2019 and has held it in 17 quarters since.
Golden State Wealth Management's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $1.03M in Q2 2021.
99 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Golden State Wealth Management's 13F filing for Q1 2026, filed 28 Apr 2026.