Moors & Cabot’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Moors & Cabot’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-3,551	Closed	-$241K	–	569
2018 Q1	$241K	Buy	3,551 +1	+0%	+$68	0.03%	492
2017 Q4	$234K	Buy	3,550 +3	+0.1%	+$192	0.03%	478
2017 Q3	$219K	Buy	3,547 +2	+0.1%	+$119	0.03%	473
2017 Q2	$208K	Buy	+3,545	New	+$203K	0.03%	455

Other funds holding FAD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

WFWM

Wechter Feldman Wealth Management Parsippany, New Jersey $143M AUM 25.17% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Moors & Cabot's FAD Position: Q2 2018 in Review

Moors & Cabot sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q2 2018, closing a stake of 3,551 shares — an estimated $241K sold.

Moors & Cabot first reported a position in FAD in Q2 2017 and held it in 4 quarters. The position peaked at $241K in Q1 2018. 43 funds tracked by Wall St. Rank hold FAD as of Q2 2018.

Moors & Cabot reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q2 2018 after selling out during the quarter.
Moors & Cabot sold 3,551 First Trust Multi Cap Growth AlphaDEX Fund shares in Q2 2018, an estimated $241K.
Moors & Cabot first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2017 and held it in 4 quarters.
Moors & Cabot's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $241K in Q1 2018.
43 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q2 2018.

Based on Moors & Cabot's 13F filing for Q2 2018, filed 14 Aug 2018.