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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.79T
| $31M | 2.46% |
+1,229,336
| New | +$30.2M |
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $29M | 2.3% |
147,005
+27,198
| +23% | +$5.38M |
|
3
iShares Russell 2000 ETF
IWM
$81.6B
| $21.4M | 1.7% |
195,625
-6,068
| -3% | -$694K |
|
|
4
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $20.9M | 1.66% |
763,575
+276,700
| +57% | +$7.8M |
|
5
iShares Core S&P 500 ETF
IVV
$886B
| $15M | 1.19% |
75,730
-12,112
| -14% | -$2.41M |
|
|
VER
6
DELISTED
VEREIT, Inc.
VER
| $13.5M | 1.07% |
223,683
-5,286
| -2% | -$340K |
|
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $12.4M | 0.98% |
49,783
-17,971
| -27% | -$4.61M |
|
|
NYRT
8
DELISTED
New York REIT, Inc.
NYRT
| $11.6M | 0.92% |
113,136
-5,765
| -5% | -$608K |
|
9
ExxonMobil
XOM
$640B
| $11.1M | 0.88% |
117,799
-19,012
| -14% | -$1.89M |
|
10
AT&T
T
$160B
| $10.8M | 0.86% |
405,516
-136,199
| -25% | -$3.62M |
|
11
iShares MSCI EAFE ETF
EFA
$77.1B
| $10.4M | 0.83% |
162,809
+15,654
| +11% | +$1.04M |
|
|
12
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $9.55M | 0.76% |
219,470
+151,836
| +224% | +$6.72M |
|
13
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
| $9.12M | 0.72% |
120,287
+15,225
| +14% | +$1.17M |
|
|
14
Berkshire Hathaway Class B
BRK.B
$1.06T
| $9.03M | 0.72% |
+65,167
| New | +$8.68M |
|
15
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $8.8M | 0.7% |
211,911
+34,335
| +19% | +$1.52M |
|
16
Invesco QQQ Trust
QQQ
$469B
| $8.62M | 0.68% |
87,141
+42,703
| +96% | +$4.16M |
|
17
Microsoft
MSFT
$2.9T
| $8.53M | 0.68% |
183,639
-25,263
| -12% | -$1.13M |
|
18
Johnson & Johnson
JNJ
$615B
| $8.29M | 0.66% |
77,711
-11,098
| -12% | -$1.15M |
|
19
GE Aerospace
GE
$354B
| $7.9M | 0.63% |
64,127
-37,392
| -37% | -$4.66M |
|
|
WBA
20
DELISTED
Walgreens Boots Alliance
WBA
| $7.81M | 0.62% |
131,864
+19,317
| +17% | +$1.27M |
|
21
Qualcomm
QCOM
$185B
| $7.76M | 0.62% |
103,931
-2,591
| -2% | -$198K |
|
22
Intel
INTC
$516B
| $7.55M | 0.6% |
216,858
-33,162
| -13% | -$1.12M |
|
|
CELG
23
DELISTED
Celgene Corp
CELG
| $7.52M | 0.6% |
79,380
+32,547
| +69% | +$2.94M |
|
24
Alphabet (Google) Class C
GOOG
$4.17T
| $7.13M | 0.57% |
243,266
-15,001
| -6% | -$434K |
|
25
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
| $7.12M | 0.57% |
118,460
-3,382
| -3% | -$211K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.