First Allied Advisory Services’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

First Allied Advisory Services’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.21M	Sell	19,075 -12,472	-40%	-$783K	0.04%	422
2020 Q2	$1.88M	Sell	31,547 -25,104	-44%	-$1.4M	0.07%	291
2020 Q1	$2.7M	Buy	56,651 +7,521	+15%	+$451K	0.12%	189
2019 Q4	$3.21M	Buy	49,130 +1,496	+3%	+$93.6K	0.11%	220
2019 Q3	$2.9M	Sell	47,634 -11,053	-19%	-$674K	0.1%	234
2019 Q2	$3.59M	Sell	58,687 -15,849	-21%	-$953K	0.12%	195
2019 Q1	$4.44M	Sell	74,536 -1,672	-2%	-$96K	0.15%	163
2018 Q4	$3.98M	Sell	76,208 -2,112	-3%	-$120K	0.16%	161
2018 Q3	$4.87M	Sell	78,320 -13,168	-14%	-$810K	0.17%	148
2018 Q2	$5.43M	Buy	91,488 +4,532	+5%	+$270K	0.2%	124
2018 Q1	$5.1M	Buy	86,956 +5,128	+6%	+$307K	0.2%	132
2017 Q4	$4.81M	Sell	81,828 -1,256	-2%	-$71.5K	0.19%	130
2017 Q3	$4.54M	Sell	83,084 -1,300	-2%	-$69.9K	0.2%	130
2017 Q2	$4.49M	Buy	84,384 +30,445	+56%	+$1.59M	0.2%	126
2017 Q1	$2.77M	Sell	53,939 -21,596	-29%	-$1.1M	0.14%	156
2016 Q4	$3.68M	Buy	75,535 +23,156	+44%	+$1.1M	0.19%	134
2016 Q3	$2.45M	Sell	52,379 -3,559	-6%	-$166K	0.13%	184
2016 Q2	$2.52M	Buy	55,938 +244	+0.4%	+$10.9K	0.14%	167
2016 Q1	$2.48M	Sell	55,694 -74,677	-57%	-$3.11M	0.14%	169
2015 Q4	$5.63M	Sell	130,371 -70,661	-35%	-$3.11M	0.29%	84
2015 Q3	$8.4M	Sell	201,032 -33,007	-14%	-$1.47M	0.46%	44
2015 Q2	$10.7M	Sell	234,039 -11,713	-5%	-$550K	0.48%	40
2015 Q1	$11.5M	Buy	245,752 +5,245	+2%	+$242K	0.76%	9
2014 Q4	$11M	Buy	240,507 +21,037	+10%	+$931K	0.8%	8
2014 Q3	$9.55M	Buy	219,470 +151,836	+224%	+$6.72M	0.76%	12
2014 Q2	$3M	Buy	67,634 +25,318	+60%	+$1.08M	0.22%	129
2014 Q1	$1.78M	Buy	42,316 +7,556	+22%	+$310K	0.13%	186
2013 Q4	$1.43M	Buy	34,760 +7,371	+27%	+$291K	0.11%	220
2013 Q3	$1.03M	Buy	27,389 +2,524	+10%	+$93.4K	0.06%	305
2013 Q2	$879K	Buy	+24,865	New	+$872K	0.07%	298

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Allied Advisory Services's FEX Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 40% in Q3 2020, selling an estimated $783K and leaving 19,075 shares worth $1.21M. The position accounts for 0.04% of the portfolio, ranked #422.

First Allied Advisory Services first reported a position in FEX in Q2 2013 and has held it in 30 quarters since. The position peaked at $11.5M in Q1 2015. 129 funds tracked by Wall St. Rank hold FEX as of Q3 2020.

First Allied Advisory Services held 19,075 shares of First Trust Large Cap Core AlphaDEX Fund worth $1.21M as of Q3 2020.
First Allied Advisory Services sold 12,472 First Trust Large Cap Core AlphaDEX Fund shares in Q3 2020, an estimated $783K.
First Trust Large Cap Core AlphaDEX Fund made up 0.04% of First Allied Advisory Services's portfolio in Q3 2020, its #422 holding.
First Allied Advisory Services first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's First Trust Large Cap Core AlphaDEX Fund position peaked at $11.5M in Q1 2015.
129 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.