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First Trust Large Cap Core AlphaDEX Fund

133 hedge funds and large institutions have $808M invested in First Trust Large Cap Core AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 44 increasing their positions, 59 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.43% more ownership

Funds ownership: 54.69%57.12% (+2.4%)

0% more capital invested

Capital invested by funds: $807M → $808M (+$1.18M)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less funds holding

Funds holding: 139133 (-6)

25% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 59

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
133
Holders Change
-6
Holders Change %
-4.32%
% of All Funds
3.04%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
8
Increased
44
Reduced
59
Closed
13
Calls
$320K
Puts
Net Calls
+$320K
Net Calls Change
+$320K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$125M -$8.34M -140,053 -6%
LPL Financial
2
LPL Financial
California
$89.5M +$3.06M +51,482 +4%
Bank of America
3
Bank of America
North Carolina
$71.6M +$1.79M +30,024 +3%
UBS Group
4
UBS Group
Switzerland
$64.9M +$2.72M +45,651 +4%
Wells Fargo
5
Wells Fargo
California
$55.4M -$15.7M -263,958 -22%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$26.2M +$1.1M +18,558 +4%
RJA
7
Raymond James & Associates
Florida
$25.5M -$45.1K -758 -0.2%
AG
8
Advisor Group
Arizona
$23.5M -$47.1K -791 -0.2%
MML Investors Services
9
MML Investors Services
Massachusetts
$22.4M -$16.8K -283 -0.1%
SB
10
Suntrust Banks
Georgia
$16.8M +$827K +13,888 +5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$16.1M -$294K -4,934 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$16M +$843K +14,162 +6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$16M +$20.1K +338 +0.1%
BS
14
Banco Santander
Spain
$14.7M +$1.69M +28,390 +13%
CWM
15
Cornerstone Wealth Management
Missouri
$13.7M +$47.7M +800,682 +5,838%
BTS
16
BB&T Securities
Virginia
$13.4M +$8.21M +137,903 +158%
AW
17
ACG Wealth
Georgia
$12.7M -$6.02M -101,135 -32%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$12.6M +$417K +7,013 +3%
HSA
19
HBK Sorce Advisory
Pennsylvania
$11.6M +$11.7M +195,919 New
HFS
20
HL Financial Services
Kentucky
$10.7M +$182K +3,055 +2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$9.54M +$1.03M +17,329 +12%
BA
22
Ballew Advisors
Mississippi
$8.69M +$446K +7,494 +5%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$7.47M +$23.8K +400 +0.3%
SAM
24
Shamrock Asset Management
Texas
$6.71M -$19.6K -330 -0.3%
SIM
25
SSI Investment Management
California
$5.66M +$89.4K +1,501 +2%

FEX Hedge Fund Activity: Q2 2018 in Review

133 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q2 2018, worth a combined $808M — up 0.15% from $807M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FEX and 8 opened new positions — a net loss of 5 holders — while 59 trimmed existing stakes and 44 added.

The largest buyer was Cornerstone Wealth Management, adding an estimated $47.7M. The largest seller was Wells Fargo, cutting an estimated $15.7M.

  • 133 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q2 2018, down from 139 in Q1 2018.
  • Funds reported $808M of First Trust Large Cap Core AlphaDEX Fund stock for Q2 2018, up 0.15% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q2 2018 and 13 closed out, a net change of -5 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $47.7M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q2 2018 was Wells Fargo, an estimated $15.7M sold.

Based on aggregated 13F filings for Q2 2018.