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First Trust Large Cap Core AlphaDEX Fund

187 hedge funds and large institutions have $710M invested in First Trust Large Cap Core AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 55 increasing their positions, 67 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

16% more capital invested

Capital invested by funds: $612M → $710M (+$98M)

7.48% more ownership

Funds ownership: 56.55%64.03% (+7.5%)

2% more funds holding

Funds holding: 183187 (+4)

18% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 67

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
187
Holders Change
+4
Holders Change %
+2.19%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
21
Increased
55
Reduced
67
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$202M +$60.9M +727,864 +48%
LPL Financial
2
LPL Financial
California
$70.3M -$629K -7,522 -1%
Wells Fargo
3
Wells Fargo
California
$46M +$7.93M +94,813 +23%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$42.2M +$1.08M +12,886 +3%
UBS Group
5
UBS Group
Switzerland
$23.4M +$1.46M +17,447 +7%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$18.5M +$1.69M +20,187 +11%
Bank of America
7
Bank of America
North Carolina
$17.4M -$174K -2,075 -1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$17.3M +$1.1M +13,138 +7%
SOS
9
Silver Oak Securities
Tennessee
$15.7M -$1.74M -20,837 -11%
Truist Financial
10
Truist Financial
North Carolina
$15.6M -$286K -3,416 -2%
HSA
11
HBK Sorce Advisory
Pennsylvania
$14.9M +$600K +7,169 +5%
Osaic Holdings
12
Osaic Holdings
Arizona
$13.6M -$2.76M -33,039 -18%
WP
13
WealthSource Partners
California
$13.3M -$93.9K -1,123 -0.8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$12.8M -$1.35M -16,112 -10%
KAS
15
Kestra Advisory Services
Texas
$12.7M +$744K +8,891 +7%
RJA
16
Raymond James & Associates
Florida
$11.1M -$2.34M -27,925 -18%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$9.11M -$931K -11,138 -10%
PAG
18
Private Advisor Group
New Jersey
$9.02M +$498K +5,949 +6%
TCM
19
Triumph Capital Management
Colorado
$6.36M +$178K +2,130 +3%
GVAG
20
Great Valley Advisor Group
Delaware
$6.16M -$202K -2,410 -3%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$6.09M -$975K -11,655 -15%
SB
22
Strategic Blueprint
Georgia
$5.73M +$956K +11,437 +22%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$5.71M -$148K -1,771 -3%
US Bancorp
24
US Bancorp
Minnesota
$5.41M +$5.44K +65 +0.1%
CPIG
25
Chicago Partners Investment Group
Illinois
$5.1M +$148K +1,774 +3%

FEX Hedge Fund Activity: Q4 2023 in Review

187 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2023, worth a combined $710M — up 16% from $612M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FEX positions and 13 closed out — a net gain of 8 holders — while 55 added to existing stakes and 67 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $60.9M. The largest seller was Drake & Associates, cutting an estimated $15.7M.

  • 187 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2023, up from 183 in Q3 2023.
  • Funds reported $710M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2023, up 16% quarter-over-quarter.
  • 21 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2023 and 13 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $60.9M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2023 was Drake & Associates, an estimated $15.7M sold.

Based on aggregated 13F filings for Q4 2023.