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First Trust Large Cap Core AlphaDEX Fund

178 hedge funds and large institutions have $640M invested in First Trust Large Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 48 increasing their positions, 66 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

5.11% more ownership

Funds ownership: 50.38%55.49% (+5.1%)

1% more funds holding

Funds holding: 176178 (+2)

2% more capital invested

Capital invested by funds: $627M → $640M (+$13.7M)

27% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 66

Holders
178
Holders Change
+2
Holders Change %
+1.14%
% of All Funds
2.81%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
18
Increased
48
Reduced
66
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M -$2.75M -31,545 -2%
LPL Financial
2
LPL Financial
California
$75.4M -$1.88M -21,602 -2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$40.5M +$1.02M +11,658 +3%
Wells Fargo
4
Wells Fargo
California
$33.4M -$990K -11,355 -3%
UBS Group
5
UBS Group
Switzerland
$28.2M -$727K -8,337 -3%
WA
6
Win Advisors
Florida
$27.3M +$27M +309,297 New
Bank of America
7
Bank of America
North Carolina
$24.9M +$209K +2,400 +0.9%
SOS
8
Silver Oak Securities
Tennessee
$19.5M +$19.5M +223,036 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$17.4M +$60.6K +695 +0.4%
RJA
10
Raymond James & Associates
Florida
$16.6M +$1.27M +14,589 +8%
Truist Financial
11
Truist Financial
North Carolina
$16.3M -$1.3M -14,924 -7%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$15.6M -$1.09M -12,495 -7%
Osaic Holdings
13
Osaic Holdings
Arizona
$14.7M -$3.21M -36,797 -20%
HSA
14
HBK Sorce Advisory
Pennsylvania
$12M -$370K -4,244 -3%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$10M +$3.32M +38,111 +51%
WP
16
WealthSource Partners
California
$10M +$1.01M +11,611 +11%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.69M -$755K -8,658 -9%
UWM
18
USAdvisors Wealth Management
Minnesota
$7.41M -$781K -8,952 -10%
CF
19
Centaurus Financial
California
$6.34M +$5.84M +66,933 +1,368%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$6.33M +$305K +3,500 +5%
GVAG
21
Great Valley Advisor Group
Delaware
$5.72M -$131K -1,501 -2%
PAG
22
Private Advisor Group
New Jersey
$5.61M -$63.6K -729 -1%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$5.47M +$357K +4,093 +7%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.9M +$190K +2,179 +4%
AWM
25
AE Wealth Management
Kansas
$4.73M +$204K +2,341 +5%

FEX Hedge Fund Activity: Q1 2022 in Review

178 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q1 2022, worth a combined $640M — up 2.2% from $627M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FEX positions and 13 closed out — a net gain of 5 holders — while 48 added to existing stakes and 66 trimmed.

The largest buyer was Win Advisors, opening a new position worth an estimated $27M. The largest seller was Gladstone Institutional Advisory, cutting an estimated $5.08M.

  • 178 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q1 2022, up from 176 in Q4 2021.
  • Funds reported $640M of First Trust Large Cap Core AlphaDEX Fund stock for Q1 2022, up 2.2% quarter-over-quarter.
  • 18 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q1 2022 and 13 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q1 2022 was Win Advisors, an estimated $27M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q1 2022 was Gladstone Institutional Advisory, an estimated $5.08M sold.

Based on aggregated 13F filings for Q1 2022.