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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$149M +$632K +4,782 +0.5%
LPL Financial
2
LPL Financial
California
$109M -$25.6M -194,040 -20%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$71.3M -$272K -2,063 -0.4%
Wells Fargo
4
Wells Fargo
California
$67M -$7.6M -57,547 -11%
Raymond James Financial
5
Raymond James Financial
Florida
$37.5M +$2.12M +16,052 +6%
Bank of America
6
Bank of America
North Carolina
$31.5M -$1.32M -9,964 -4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$30.5M +$577K +4,370 +2%
MWM
8
Modern Wealth Management
Kansas
$29.8M +$27.9M +211,071 +11,858%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$26M +$4.02M +30,467 +20%
UBS Group
10
UBS Group
Switzerland
$25.8M -$10.8K -82 -0%
Osaic Holdings
11
Osaic Holdings
Arizona
$24.5M +$6.9M +52,210 +42%
HSA
12
HBK Sorce Advisory
Pennsylvania
$24.3M -$362K -2,742 -2%
Truist Financial
13
Truist Financial
North Carolina
$22M +$754K +5,706 +4%
CWA
14
Crusonia Wealth Advisors
Colorado
$18.5M -$24.2K -183 -0.1%
P
15
&Partners
Tennessee
$18.5M +$10.7M +81,245 +143%
SOS
16
Silver Oak Securities
Tennessee
$18.4M -$362K -2,741 -2%
PAG
17
Private Advisor Group
New Jersey
$18.3M +$4.91M +37,182 +40%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$16.9M +$328K +2,487 +2%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$12.1M +$3.5M +26,490 +44%
ECA
20
Elevation Capital Advisory
Oregon
$11.8M +$4.68M +35,445 +72%
GVAG
21
Great Valley Advisor Group
Delaware
$9.25M +$597K +4,517 +7%
KWM
22
Kingsview Wealth Management
Oregon
$8.59M +$60.6K +459 +0.8%
BW
23
BIP Wealth
Georgia
$8.44M -$8.81M -66,700 -52%
AAS
24
Ameritas Advisory Services
Nebraska
$8.43M +$7.33M +55,523 +1,169%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$8.37M -$4.23M -32,062 -35%
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