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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$153M +$25.5M +575,962 +21%
Morgan Stanley
2
Morgan Stanley
New York
$152M +$38.2M +862,995 +35%
UBS Group
3
UBS Group
Switzerland
$102M +$99.3M +2,241,645 New
LPL Financial
4
LPL Financial
California
$73M +$7.6M +171,742 +12%
Bank of America
5
Bank of America
North Carolina
$72.9M +$2.86M +64,634 +4%
AIM
6
Astor Investment Management
Illinois
$67M +$6.07M +137,045 +10%
AGA
7
Accuvest Global Advisors
Utah
$41.1M +$26.5M +598,860 +198%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$27.5M +$2.49M +56,329 +10%
AIA
9
Arrow Investment Advisors
Maryland
$22M +$324K +7,316 +2%
RJA
10
Raymond James & Associates
Florida
$19.7M +$3.1M +69,917 +19%
AW
11
ACG Wealth
Georgia
$19M +$1.12M +25,209 +6%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$18.8M +$417K +9,425 +2%
FAAS
13
First Allied Advisory Services
California
$11M +$931K +21,037 +10%
AIG
14
American International Group
New York
$9.73M +$6.1M +137,742 +183%
BTS
15
BB&T Securities
Virginia
$9.48M +$6.15M +138,809 +201%
DWA
16
Dorsey Wright & Associates
California
$8.97M -$21.2M -479,862 -71%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.73M -$7.92M -178,816 -51%
ACM
18
Aviance Capital Management
Florida
$7.33M +$3.26M +73,703 +85%
Goldman Sachs
19
Goldman Sachs
New York
$7.25M +$6.21M +140,350 +759%
PI
20
Placemark Investments
Illinois
$6.93M +$1.54M +34,861 +30%
Ameriprise
21
Ameriprise
Minnesota
$6.92M +$2.88M +65,014 +75%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$6.71M +$121K +2,739 +2%
B
23
Baird
Wisconsin
$6.46M +$607K +13,712 +11%
CA
24
Cetera Advisors
Colorado
$5.39M +$734K +16,568 +16%
HFS
25
HL Financial Services
Kentucky
$5.3M -$52.4K -1,184 -1%
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