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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$126M -$5.72M -120,389 -4%
Morgan Stanley
2
Morgan Stanley
New York
$96.9M -$3.55M -74,696 -4%
LPL Financial
3
LPL Financial
California
$66.4M +$1.56M +32,809 +2%
AIM
4
Astor Investment Management
Illinois
$54.5M -$3.04M -63,907 -5%
Bank of America
5
Bank of America
North Carolina
$52.5M -$3.04M -63,930 -6%
UBS Group
6
UBS Group
Switzerland
$40.7M +$1.92M +40,325 +5%
RJA
7
Raymond James & Associates
Florida
$21.3M -$420K -8,842 -2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$20.7M +$8.24M +173,309 +69%
AW
9
ACG Wealth
Georgia
$18.7M +$40.7K +857 +0.2%
MFS
10
MSI Financial Services
Massachusetts
$18.7M +$6.42M +135,000 +54%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$14.4M -$161K -3,380 -1%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$11.4M -$6.61M -138,998 -37%
AGA
13
Accuvest Global Advisors
Utah
$9.9M -$28.8M -606,025 -75%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$8.77M -$2.6M -54,772 -23%
AG
15
Advisor Group
Arizona
$7.39M +$2.46M +51,697 +52%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$7.33M +$21.3K +449 +0.3%
HFS
17
HL Financial Services
Kentucky
$6.78M +$64.7K +1,362 +1%
HSA
18
HBK Sorce Advisory
Pennsylvania
$6.72M +$6.55M +137,837 New
SIM
19
SSI Investment Management
California
$6.37M +$933K +19,640 +18%
FA
20
FDx Advisors
Illinois
$6.28M +$2.44M +51,422 +66%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$6.24M -$30.1M -632,745 -83%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$6.11M +$279K +5,868 +5%
BS
23
Banco Santander
Spain
$5.51M +$5.37M +112,983 New
BTS
24
BB&T Securities
Virginia
$5.17M – – –
SFWA
25
Summit Financial Wealth Advisors
Louisiana
$4.81M -$10.3K -216 -0.2%
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