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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$104M -$6.3M -67,496 -6%
LPL Financial
2
LPL Financial
California
$80.7M +$3.07M +32,915 +4%
Wells Fargo
3
Wells Fargo
California
$47.6M -$2.81M -30,095 -6%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$46.8M +$300K +3,213 +0.7%
UBS Group
5
UBS Group
Switzerland
$25.8M +$78.8K +844 +0.3%
Bank of America
6
Bank of America
North Carolina
$22.1M +$2.76M +29,568 +15%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$20.5M +$127K +1,365 +0.7%
Osaic Holdings
8
Osaic Holdings
Arizona
$19.9M +$4.66M +49,867 +33%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$18.4M -$632K -6,773 -4%
KAS
10
Kestra Advisory Services
Texas
$18.4M +$4.14M +44,329 +31%
HSA
11
HBK Sorce Advisory
Pennsylvania
$18.1M +$1.6M +17,097 +10%
Truist Financial
12
Truist Financial
North Carolina
$16.3M -$844K -9,035 -5%
RJA
13
Raymond James & Associates
Florida
$15.4M +$3M +32,176 +26%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$14.9M +$813K +8,706 +6%
SOS
15
Silver Oak Securities
Tennessee
$14.4M -$2.71M -29,052 -17%
PAG
16
Private Advisor Group
New Jersey
$9.86M -$65.7K -704 -0.7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$9.75M -$253K -2,710 -3%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$9.22M +$2.37M +25,357 +38%
TCM
19
Triumph Capital Management
Colorado
$7.8M +$780K +8,353 +12%
SB
20
Strategic Blueprint
Georgia
$7.42M +$1.05M +11,279 +18%
CASC
21
Coppell Advisory Solutions Corp
Texas
$7.09M +$6.67M +71,399 New
GVAG
22
Great Valley Advisor Group
Delaware
$6.65M -$126K -1,354 -2%
US Bancorp
23
US Bancorp
Minnesota
$5.9M -$53.8K -576 -1%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$5.75M -$499K -5,347 -8%
CPIG
25
Chicago Partners Investment Group
Illinois
$5.45M +$55.2K +591 +1%
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