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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$107M +$1.37M +13,748 +1%
LPL Financial
2
LPL Financial
California
$82.4M -$284K -2,849 -0.4%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$52.4M +$1.65M +16,559 +3%
Wells Fargo
4
Wells Fargo
California
$48.9M -$12.5M -125,520 -21%
UBS Group
5
UBS Group
Switzerland
$24.5M -$1.63M -16,334 -6%
Bank of America
6
Bank of America
North Carolina
$23.9M -$34.1K -342 -0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$21.6M +$273K +2,743 +1%
HSA
8
HBK Sorce Advisory
Pennsylvania
$18.6M -$623K -6,252 -3%
Osaic Holdings
9
Osaic Holdings
Arizona
$18.4M -$1.69M -16,920 -9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$17.3M -$1.54M -15,469 -9%
Truist Financial
11
Truist Financial
North Carolina
$17.1M -$36.1K -362 -0.2%
RJA
12
Raymond James & Associates
Florida
$16.5M +$456K +4,572 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$15.3M -$731K -7,331 -5%
SOS
14
Silver Oak Securities
Tennessee
$15.2M +$124K +1,248 +0.9%
KWM
15
Kingsview Wealth Management
Oregon
$10.2M +$9.75M +97,839 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$10.1M -$117K -1,172 -1%
PAG
17
Private Advisor Group
New Jersey
$9.77M -$446K -4,477 -5%
SB
18
Strategic Blueprint
Georgia
$9.5M +$1.25M +12,516 +16%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$9.38M -$1.13M -11,315 -11%
TCM
20
Triumph Capital Management
Colorado
$8.54M +$1.79K +18 +0%
GVAG
21
Great Valley Advisor Group
Delaware
$6.93M -$31.7K -318 -0.5%
US Bancorp
22
US Bancorp
Minnesota
$6.58M +$49.4K +496 +0.8%
CAS
23
Coppell Advisory Solutions
Texas
$6.5M -$159K -1,599 -2%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$6.13M -$2.14M -21,479 -27%
CPIG
25
Chicago Partners Investment Group
Illinois
$5.97M +$50.6K +508 +0.9%
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