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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$98.5M -$3.47M -35,922 -3%
LPL Financial
2
LPL Financial
California
$77M -$1.88M -19,508 -2%
Wells Fargo
3
Wells Fargo
California
$57.7M +$11.1M +115,242 +24%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$47.2M +$1.49M +15,395 +3%
UBS Group
5
UBS Group
Switzerland
$24.4M -$830K -8,589 -3%
Bank of America
6
Bank of America
North Carolina
$22.3M +$732K +7,573 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$19.8M -$233K -2,414 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$18.8M -$710K -7,346 -4%
HSA
9
HBK Sorce Advisory
Pennsylvania
$17.9M +$283K +2,934 +2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$17.6M -$420K -4,347 -2%
KAS
11
Kestra Advisory Services
Texas
$17M -$967K -10,011 -5%
Truist Financial
12
Truist Financial
North Carolina
$16M -$483 -5 -0%
RJA
13
Raymond James & Associates
Florida
$14.9M -$114K -1,181 -0.8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$14.9M +$313K +3,242 +2%
SOS
15
Silver Oak Securities
Tennessee
$14M -$9.76K -101 -0.1%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$9.83M +$809K +8,374 +9%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$9.56M +$30.3K +314 +0.3%
PAG
18
Private Advisor Group
New Jersey
$9.53M -$111K -1,146 -1%
TCM
19
Triumph Capital Management
Colorado
$7.95M +$294K +3,045 +4%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$7.79M +$2.16M +22,393 +39%
SB
21
Strategic Blueprint
Georgia
$7.63M +$372K +3,846 +5%
GVAG
22
Great Valley Advisor Group
Delaware
$6.48M -$11.2K -116 -0.2%
CAS
23
Coppell Advisory Solutions
Texas
$6.22M +$6.2M +64,157 New
US Bancorp
24
US Bancorp
Minnesota
$6.08M +$315K +3,261 +5%
CPIG
25
Chicago Partners Investment Group
Illinois
$5.62M -$76.7K -794 -1%
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