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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$81.6M +$19.1M +464,333 +32%
Morgan Stanley
2
Morgan Stanley
New York
$75.5M +$8.56M +208,582 +13%
U
3
UBS
Switzerland
$44.4M +$29.7M +724,561 +219%
Bank of America
4
Bank of America
North Carolina
$39.9M +$6.32M +153,965 +19%
LPL Financial
5
LPL Financial
California
$36.1M -$9.58M -233,369 -21%
DWA
6
Dorsey Wright & Associates
California
$28.3M +$1.13M +27,643 +4%
AIM
7
Astor Investment Management
Illinois
$26.3M +$25.6M +624,006 New
AW
8
ACG Wealth
Georgia
$21.6M +$480K +11,686 +2%
AIA
9
Arrow Investment Advisors
Maryland
$20M +$1.14M +27,829 +6%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$15.3M +$8.22M +200,360 +123%
RJA
11
Raymond James & Associates
Florida
$10M +$159K +3,873 +2%
BAAM
12
Baker Avenue Asset Management
California
$7.48M -$904K -22,025 -11%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$6.46M -$790K -19,246 -11%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$6.12M -$7.58M -184,788 -56%
B
15
Baird
Wisconsin
$5.06M +$968K +23,586 +24%
HFS
16
HL Financial Services
Kentucky
$4.7M -$5.58K -136 -0.1%
Stifel Financial
17
Stifel Financial
Missouri
$3.88M +$3.78M +92,166 New
Ameriprise
18
Ameriprise
Minnesota
$3.77M +$940K +22,917 +34%
CA
19
Cetera Advisors
Colorado
$3.54M +$654K +15,945 +23%
Jane Street
20
Jane Street
New York
$3.41M +$3.32M +80,984 New
DADC
21
D.A. Davidson & Co
Montana
$2.9M +$406K +9,885 +17%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$2.5M +$2.15M +52,305 +750%
JP Morgan Chase
23
JP Morgan Chase
New York
$2.45M -$450K -10,976 -16%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$2.29M +$586K +14,285 +36%
LPT
25
Legacy Private Trust
Wisconsin
$2.21M -$3.08M -75,007 -59%
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