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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$101M -$19.6M -344,974 -15%
LPL Financial
2
LPL Financial
California
$78.8M -$2.31M -40,629 -3%
Wells Fargo
3
Wells Fargo
California
$55.9M +$3.88M +68,258 +7%
UBS Group
4
UBS Group
Switzerland
$54.7M -$1.04M -18,294 -2%
Bank of America
5
Bank of America
North Carolina
$52.9M -$7.99M -140,566 -12%
RJA
6
Raymond James & Associates
Florida
$22.9M -$1.62M -28,441 -6%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$22.9M +$11.4M +200,192 +84%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$20M -$1.06M -18,559 -5%
AG
9
Advisor Group
Arizona
$18.2M -$3.67M -64,545 -16%
MML Investors Services
10
MML Investors Services
Massachusetts
$16.2M -$2.41M -42,353 -12%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$15M +$6.79M +119,393 +71%
SB
12
Suntrust Banks
Georgia
$14.1M -$2.43M -42,692 -14%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$14M +$159K +2,791 +1%
FHB
14
First Hawaiian Bank
Hawaii
$13.6M +$27.4K +482 +0.2%
AW
15
ACG Wealth
Georgia
$11.8M -$328K -5,770 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$11.4M +$195K +3,432 +2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$11.2M +$11.4M +200,386 +1,369%
HFS
18
HL Financial Services
Kentucky
$9.6M +$82.9K +1,457 +0.8%
CS
19
Credit Suisse
Switzerland
$9.18M +$6.08M +106,824 +154%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$8.96M -$478K -8,397 -5%
HSA
21
HBK Sorce Advisory
Pennsylvania
$8.76M +$9.56M +168,153 New
BA
22
Ballew Advisors
Mississippi
$8.08M -$154K -2,712 -2%
BS
23
Banco Santander
Spain
$8M -$4.49M -78,887 -34%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$4.18M +$4.56M +80,185 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4.11M +$87.2K +1,533 +2%
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