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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$120M +$9.53M +152,273 +9%
LPL Financial
2
LPL Financial
California
$83.7M -$4.17M -66,565 -5%
UBS Group
3
UBS Group
Switzerland
$80M +$1.82M +29,019 +2%
Bank of America
4
Bank of America
North Carolina
$52.8M -$4.95M -79,016 -9%
Wells Fargo
5
Wells Fargo
California
$35.8M -$180K -2,870 -0.5%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$31.6M +$641K +10,242 +2%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$29M -$368K -5,884 -1%
RJA
8
Raymond James & Associates
Florida
$28M -$1.71M -27,336 -6%
AG
9
Advisor Group
Arizona
$27.8M -$707K -11,295 -3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$23.9M -$4.35M -69,497 -16%
Truist Financial
11
Truist Financial
North Carolina
$21.4M +$20.5M +327,300 New
MML Investors Services
12
MML Investors Services
Massachusetts
$14.6M -$1.98M -31,598 -12%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$14.1M -$316K -5,045 -2%
CS
14
Credit Suisse
Switzerland
$13.1M +$9.22M +147,212 +275%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$12.2M -$2.66M -42,433 -18%
BA
16
Ballew Advisors
Mississippi
$8.24M -$712K -11,373 -8%
BS
17
Banco Santander
Spain
$7.57M -$830K -13,252 -10%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$7.55M -$7.76M -123,951 -52%
KWM
19
Keebeck Wealth Management
Illinois
$7.48M +$7.18M +114,660 New
HSA
20
HBK Sorce Advisory
Pennsylvania
$5.89M -$4.86M -77,579 -46%
CWS
21
Cypress Wealth Services
California
$5.8M +$243K +3,880 +5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$5.28M +$245K +3,918 +5%
AW
23
ACG Wealth
Georgia
$5.26M -$1.01M -16,111 -17%
PAG
24
Private Advisor Group
New Jersey
$4.95M +$447K +7,137 +10%
Stifel Financial
25
Stifel Financial
Missouri
$4.88M +$2.82M +44,995 +152%
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