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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$123M -$9.84M -187,833 -8%
Morgan Stanley
2
Morgan Stanley
New York
$112M -$13.9M -265,396 -11%
LPL Financial
3
LPL Financial
California
$80.8M -$98.9K -1,889 -0.1%
UBS Group
4
UBS Group
Switzerland
$54.2M +$3.3M +63,100 +7%
Bank of America
5
Bank of America
North Carolina
$43.1M -$4.56M -87,085 -10%
AIM
6
Astor Investment Management
Illinois
$32.6M -$24.8M -473,241 -44%
GFPC
7
Global Financial Private Capital
Florida
$22.9M -$21.3M -405,761 -48%
RJA
8
Raymond James & Associates
Florida
$21.8M +$212K +4,051 +1%
AG
9
Advisor Group
Arizona
$21.6M +$12.3M +234,722 +137%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$21.5M +$2.2M +42,064 +12%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$21.1M -$1.73M -33,007 -8%
AIA
12
Arrow Investment Advisors
Maryland
$19.9M +$19.6M +373,938 New
MML Investors Services
13
MML Investors Services
Massachusetts
$19.6M +$444K +8,468 +2%
AW
14
ACG Wealth
Georgia
$15.4M -$1.65M -31,565 -10%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$12.8M -$70.6K -1,348 -0.6%
SB
16
Suntrust Banks
Georgia
$12.2M +$674K +12,874 +6%
WP
17
WealthPLAN Partners
Nebraska
$11.7M +$9.93M +189,640 +634%
HA
18
Hays Advisory
Tennessee
$11M +$10.9M +207,610 New
HSA
19
HBK Sorce Advisory
Pennsylvania
$11M +$10.8M +206,572 New
Baird Financial Group
20
Baird Financial Group
Wisconsin
$10.3M +$173K +3,310 +2%
BS
21
Banco Santander
Spain
$9.47M +$664K +12,675 +7%
HFS
22
HL Financial Services
Kentucky
$8.99M +$1.6M +30,570 +22%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$8.71M +$1.69M +32,323 +25%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$7.53M +$731K +13,960 +11%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$7.41M +$455K +8,693 +7%
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