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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$129M -$4.21M -82,870 -3%
Morgan Stanley
2
Morgan Stanley
New York
$122M +$19.6M +385,495 +19%
LPL Financial
3
LPL Financial
California
$78.2M +$8.59M +169,035 +12%
AIM
4
Astor Investment Management
Illinois
$56.2M -$1.55M -30,560 -3%
UBS Group
5
UBS Group
Switzerland
$49.4M +$6.24M +122,850 +15%
Bank of America
6
Bank of America
North Carolina
$46.4M -$9.05M -177,946 -17%
GFPC
7
Global Financial Private Capital
Florida
$43.2M +$42.6M +837,163 New
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$22.2M +$242K +4,767 +1%
RJA
9
Raymond James & Associates
Florida
$20.9M -$1.59M -31,313 -7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$18.7M +$3.48M +68,500 +23%
MML Investors Services
11
MML Investors Services
Massachusetts
$18.6M +$18.4M +361,005 New
AW
12
ACG Wealth
Georgia
$16.6M -$3.21M -63,190 -16%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$12.5M +$357K +7,014 +3%
SB
14
Suntrust Banks
Georgia
$11.2M +$11M +216,266 New
Baird Financial Group
15
Baird Financial Group
Wisconsin
$9.88M +$583K +11,465 +6%
AG
16
Advisor Group
Arizona
$8.85M +$1.01M +19,783 +13%
BS
17
Banco Santander
Spain
$8.81M +$2.93M +57,611 +51%
HFS
18
HL Financial Services
Kentucky
$7.15M -$18.1K -356 -0.3%
SAM
19
Shamrock Asset Management
Texas
$6.99M +$6.88M +135,407 New
MIAN
20
Mariner Independent Advisor Network
Kansas
$6.92M +$5.74M +112,980 +537%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$6.79M +$319K +6,277 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$6.75M -$1,000K -19,666 -13%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$6.59M -$10.7K -211 -0.2%
AWM
24
AE Wealth Management
Kansas
$6.34M +$1.43M +28,144 +30%
Stifel Financial
25
Stifel Financial
Missouri
$5.94M +$1.63M +32,005 +39%
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