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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$150M +$31.9M +531,072 +28%
LPL Financial
2
LPL Financial
California
$86.6M -$4.35M -72,251 -5%
UBS Group
3
UBS Group
Switzerland
$75.6M +$471K +7,832 +0.6%
Bank of America
4
Bank of America
North Carolina
$55.7M -$7.93M -131,748 -13%
Wells Fargo
5
Wells Fargo
California
$39.9M -$6.25M -103,912 -14%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$28.6M -$63.2K -1,050 -0.2%
RJA
7
Raymond James & Associates
Florida
$27.9M +$755K +12,543 +3%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$27.3M +$11.8M +195,949 +79%
AG
9
Advisor Group
Arizona
$26.7M +$745K +12,379 +3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$26.2M -$1.4M -23,319 -5%
MML Investors Services
11
MML Investors Services
Massachusetts
$19.3M +$1.83M +30,390 +11%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$16.5M +$325K +5,406 +2%
SB
13
Suntrust Banks
Georgia
$16.3M +$206K +3,425 +1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$15.7M -$10.1M -168,577 -40%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$13.5M +$1.7M +28,200 +15%
HSA
16
HBK Sorce Advisory
Pennsylvania
$10.4M -$245K -4,072 -2%
CS
17
Credit Suisse
Switzerland
$9.55M +$8.33M +138,425 +792%
BA
18
Ballew Advisors
Mississippi
$9.53M +$283K +4,708 +3%
BS
19
Banco Santander
Spain
$8.29M -$149K -2,469 -2%
AW
20
ACG Wealth
Georgia
$8.19M -$4.79M -79,607 -37%
US Bancorp
21
US Bancorp
Minnesota
$6.75M +$2.82M +46,808 +74%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$5.69M +$552K +9,176 +11%
CWS
23
Cypress Wealth Services
California
$5.17M +$271K +4,501 +6%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$5.01M +$95.2K +1,582 +2%
BTS
25
BB&T Securities
Virginia
$4.76M -$138K -2,291 -3%
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