Ladenburg Thalmann Financial Services’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.48M	Sell	69,062 -11,911	-15%	-$746K	0.03%	526
2019 Q3	$4.93M	Sell	80,973 -11,830	-13%	-$721K	0.03%	469
2019 Q2	$5.69M	Buy	92,803 +9,176	+11%	+$552K	0.04%	420
2019 Q1	$4.98M	Buy	83,627 +4,774	+6%	+$274K	0.04%	444
2018 Q4	$4.11M	Buy	78,853 +1,533	+2%	+$87.2K	0.04%	431
2018 Q3	$4.83M	Sell	77,320 -16,405	-18%	-$1.01M	0.04%	400
2018 Q2	$5.47M	Hold	93,725	–	–	0.05%	338
2018 Q1	$5.47M	Buy	93,725 +3,593	+4%	+$215K	0.05%	338
2017 Q4	$5.28M	Sell	90,132 -5,728	-6%	-$326K	0.05%	335
2017 Q3	$5.26M	Sell	95,860 -12,213	-11%	-$657K	0.06%	297
2017 Q2	$5.74M	Buy	108,073 +19,760	+22%	+$1.03M	0.07%	265
2017 Q1	$4.54M	Buy	88,313 +6,467	+8%	+$329K	0.06%	300
2016 Q4	$3.99M	Buy	81,846 +13,203	+19%	+$628K	0.06%	309
2016 Q3	$3.21M	Sell	68,643 -8,862	-11%	-$413K	0.05%	357
2016 Q2	$3.49M	Buy	77,505 +1,436	+2%	+$64K	0.06%	307
2016 Q1	$3.35M	Buy	76,069 +11,146	+17%	+$464K	0.06%	300
2015 Q4	$2.81M	Buy	64,923 +971	+2%	+$42.7K	0.05%	327
2015 Q3	$2.67M	Sell	63,952 -9,930	-13%	-$442K	0.06%	310
2015 Q2	$3.39M	Buy	73,882 +7,516	+11%	+$353K	0.06%	304
2015 Q1	$3.09M	Buy	66,366 +33,639	+103%	+$1.55M	0.06%	317
2014 Q4	$1.49M	Buy	32,727 +3,965	+14%	+$176K	0.03%	441
2014 Q3	$1.25M	Buy	28,762 +856	+3%	+$37.9K	0.03%	426
2014 Q2	$1.24M	Buy	27,906 +1,896	+7%	+$81K	0.03%	443
2014 Q1	$1.1M	Sell	26,010 -8,422	-24%	-$346K	0.03%	428
2013 Q4	$1.42M	Buy	34,432 +2,402	+7%	+$94.8K	0.04%	336
2013 Q3	$1.2M	Sell	32,030 -1,145	-3%	-$42.4K	0.04%	349
2013 Q2	$1.17M	Buy	+33,175	New	+$1.16M	0.04%	354

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FEX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 15% in Q4 2019, selling an estimated $746K and leaving 69,062 shares worth $4.48M. The position accounts for 0.03% of the portfolio, ranked #526.

Ladenburg Thalmann Financial Services first reported a position in FEX in Q2 2013 and has held it in 27 quarters since. The position peaked at $5.74M in Q2 2017. 157 funds tracked by Wall St. Rank hold FEX as of Q4 2019.

Ladenburg Thalmann Financial Services held 69,062 shares of First Trust Large Cap Core AlphaDEX Fund worth $4.48M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 11,911 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $746K.
First Trust Large Cap Core AlphaDEX Fund made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #526 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Large Cap Core AlphaDEX Fund position peaked at $5.74M in Q2 2017.
157 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.