Advisor Group’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Advisor Group’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$27.8M	Sell	425,622 -11,295	-3%	-$707K	0.19%	97
2019 Q3	$26.6M	Buy	436,917 +1,332	+0.3%	+$81.2K	0.2%	93
2019 Q2	$26.7M	Buy	435,585 +12,379	+3%	+$745K	0.2%	88
2019 Q1	$25.2M	Buy	423,206 +74,327	+21%	+$4.27M	0.21%	87
2018 Q4	$18.2M	Sell	348,879 -64,545	-16%	-$3.67M	0.18%	108
2018 Q3	$25.8M	Buy	413,424 +17,886	+5%	+$1.1M	0.26%	77
2018 Q2	$23.5M	Sell	395,538 -791	-0.2%	-$47.1K	0.32%	65
2018 Q1	$23.2M	Sell	396,329 -55,957	-12%	-$3.35M	0.32%	63
2017 Q4	$26.5M	Buy	452,286 +8,125	+2%	+$462K	0.35%	56
2017 Q3	$24.4M	Buy	444,161 +38,014	+9%	+$2.04M	0.38%	50
2017 Q2	$21.6M	Buy	406,147 +234,722	+137%	+$12.3M	0.38%	48
2017 Q1	$8.85M	Buy	171,425 +19,783	+13%	+$1.01M	0.18%	128
2016 Q4	$7.39M	Buy	151,642 +51,697	+52%	+$2.46M	0.17%	132
2016 Q3	$4.67M	Sell	99,945 -22,496	-18%	-$1.05M	0.11%	204
2016 Q2	$5.51M	Buy	+122,441	New	+$5.46M	0.15%	158

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Advisor Group's FEX Position: Q4 2019 in Review

Advisor Group reduced its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 2.6% in Q4 2019, selling an estimated $707K and leaving 425,622 shares worth $27.8M. The position accounts for 0.19% of the portfolio, ranked #97.

Advisor Group first reported a position in FEX in Q2 2016 and has held it in 15 quarters since. 157 funds tracked by Wall St. Rank hold FEX as of Q4 2019.

Advisor Group held 425,622 shares of First Trust Large Cap Core AlphaDEX Fund worth $27.8M as of Q4 2019.
Advisor Group sold 11,295 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $707K.
First Trust Large Cap Core AlphaDEX Fund made up 0.19% of Advisor Group's portfolio in Q4 2019, its #97 holding.
Advisor Group first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
157 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.