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First Trust Large Cap Core AlphaDEX Fund

136 hedge funds and large institutions have $948M invested in First Trust Large Cap Core AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 43 increasing their positions, 58 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

17% more capital invested

Capital invested by funds: $808M → $948M (+$140M)

2% more funds holding

Funds holding: 133136 (+3)

0.17% more ownership

Funds ownership: 57.12%57.29% (+0.17%)

26% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 58

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
136
Holders Change
+3
Holders Change %
+2.26%
% of All Funds
3.11%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
12
Increased
43
Reduced
58
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$142M +$10.9M +176,382 +8%
LPL Financial
2
LPL Financial
California
$96.9M +$2.6M +42,224 +3%
Ameriprise
3
Ameriprise
Minnesota
$74.9M +$73.9K +1,200 New
Bank of America
4
Bank of America
North Carolina
$72.2M -$3.14M -50,941 -4%
UBS Group
5
UBS Group
Switzerland
$66.7M -$1.6M -26,023 -2%
Wells Fargo
6
Wells Fargo
California
$62.7M +$4.33M +70,311 +8%
RJA
7
Raymond James & Associates
Florida
$29.2M +$2.33M +37,896 +9%
AG
8
Advisor Group
Arizona
$25.8M +$1.1M +17,886 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$25.1M -$2.53M -41,038 -9%
BTS
10
BB&T Securities
Virginia
$23.3M +$9.1M +147,812 +66%
MML Investors Services
11
MML Investors Services
Massachusetts
$22.1M -$1.49M -24,243 -6%
SB
12
Suntrust Banks
Georgia
$19.6M +$1.86M +30,196 +11%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$16.6M -$267K -4,332 -2%
FHB
14
First Hawaiian Bank
Hawaii
$16.3M +$16.1M +261,018 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$14.9M -$2M -32,513 -12%
AW
16
ACG Wealth
Georgia
$14.5M +$1.16M +18,835 +9%
BS
17
Banco Santander
Spain
$14.5M -$972K -15,801 -6%
CWM
18
Cornerstone Wealth Management
Missouri
$13.5M -$4.14M -67,293 -8%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$13.4M +$113K +1,844 +0.9%
HFS
20
HL Financial Services
Kentucky
$11.4M +$174K +2,823 +2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$11.3M +$3.34M +54,270 +43%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$10.5M +$495K +8,037 +5%
BA
23
Ballew Advisors
Mississippi
$7.96M -$197K -3,201 -2%
SAM
24
Shamrock Asset Management
Texas
$7.03M -$29.9K -485 -0.4%
US Bancorp
25
US Bancorp
Minnesota
$6.12M +$3.04M +49,407 +101%

FEX Hedge Fund Activity: Q3 2018 in Review

136 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2018, worth a combined $948M — up 17% from $808M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FEX positions and 9 closed out — a net gain of 3 holders — while 43 added to existing stakes and 58 trimmed.

The largest buyer was First Hawaiian Bank, opening a new position worth an estimated $16.1M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $16M sold.

  • 136 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2018, up from 133 in Q2 2018.
  • Funds reported $948M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2018, up 17% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2018 and 9 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2018 was First Hawaiian Bank, an estimated $16.1M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2018 was Envestnet Asset Management, an estimated $16M sold.

Based on aggregated 13F filings for Q3 2018.