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First Trust Large Cap Core AlphaDEX Fund

176 hedge funds and large institutions have $627M invested in First Trust Large Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 55 increasing their positions, 54 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

211% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 9

10% more funds holding

Funds holding: 160176 (+16)

8% more capital invested

Capital invested by funds: $579M → $627M (+$47.5M)

2% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 54

0.63% more ownership

Funds ownership: 49.76%50.38% (+0.63%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
176
Holders Change
+16
Holders Change %
+10%
% of All Funds
2.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
28
Increased
55
Reduced
54
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M -$1.14M -12,684 -1%
LPL Financial
2
LPL Financial
California
$80.9M +$2.04M +22,669 +3%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$41.3M +$1.11M +12,328 +3%
Wells Fargo
4
Wells Fargo
California
$35.9M +$5.84M +64,699 +20%
UBS Group
5
UBS Group
Switzerland
$30.3M -$4.11M -45,606 -12%
Bank of America
6
Bank of America
North Carolina
$25.8M -$206K -2,279 -0.8%
Truist Financial
7
Truist Financial
North Carolina
$18.5M -$3.2M -35,494 -15%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$18.2M +$999K +11,071 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$17.5M +$637K +7,062 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$17.3M -$1.26M -13,983 -7%
RJA
11
Raymond James & Associates
Florida
$16M -$432K -4,785 -3%
HSA
12
HBK Sorce Advisory
Pennsylvania
$13M -$172K -1,911 -1%
WP
13
WealthSource Partners
California
$9.4M +$14.3K +158 +0.2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.85M -$178K -1,971 -2%
UWM
15
USAdvisors Wealth Management
Minnesota
$8.58M +$83.2K +922 +1%
GIA
16
Gladstone Institutional Advisory
Florida
$7.04M -$783K -8,682 -10%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$6.96M +$2.35M +26,009 +53%
JP Morgan Chase
18
JP Morgan Chase
New York
$6.33M +$235K +2,601 +4%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$6.29M -$1.01M -11,171 -14%
PAG
20
Private Advisor Group
New Jersey
$5.93M +$257K +2,852 +5%
GVAG
21
Great Valley Advisor Group
Delaware
$5.47M
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$5.34M -$293K -3,248 -5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$4.92M -$484K -5,365 -9%
AWM
24
AE Wealth Management
Kansas
$4.73M +$238K +2,636 +5%
US Bancorp
25
US Bancorp
Minnesota
$4.67M -$953K -10,568 -17%

FEX Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2021, worth a combined $627M — up 8.2% from $579M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new FEX positions and 9 closed out — a net gain of 19 holders — while 55 added to existing stakes and 54 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.84M. The largest seller was Sigma Planning Corp, cutting an estimated $6.67M.

  • 176 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2021, up from 160 in Q3 2021.
  • Funds reported $627M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2021, up 8.2% quarter-over-quarter.
  • 28 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2021 and 9 closed out, a net change of +19 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2021 was Wells Fargo, an estimated $5.84M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2021 was Sigma Planning Corp, an estimated $6.67M sold.

Based on aggregated 13F filings for Q4 2021.