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First Trust Large Cap Core AlphaDEX Fund

164 hedge funds and large institutions have $539M invested in First Trust Large Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 55 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 54

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.49% less ownership

Funds ownership: 55.49%55.01% (-0.49%)

3% less funds holding

Funds holding: 169164 (-5)

6% less capital invested

Capital invested by funds: $571M → $539M (-$33M)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
164
Holders Change
-5
Holders Change %
-2.96%
% of All Funds
2.83%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
9
Increased
55
Reduced
54
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$86.5M -$3.25M -40,826 -3%
LPL Financial
2
LPL Financial
California
$61.1M -$2.01M -25,302 -3%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$34.1M +$568K +7,138 +2%
GVAG
4
Great Valley Advisor Group
Delaware
$32.7M +$2.25M +28,305 +7%
Wells Fargo
5
Wells Fargo
California
$29.2M +$1.49M +18,732 +5%
Bank of America
6
Bank of America
North Carolina
$19.9M -$207K -2,599 -0.9%
UBS Group
7
UBS Group
Switzerland
$19.3M -$1.88M -23,578 -8%
SOS
8
Silver Oak Securities
Tennessee
$15.8M -$3.96M -49,736 -20%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$14M +$81.1K +1,019 +0.5%
Truist Financial
10
Truist Financial
North Carolina
$13.9M +$415K +5,218 +3%
DA
11
Drake & Associates
Wisconsin
$12.6M +$605K +7,601 +5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$12.4M -$270K -3,393 -2%
HSA
13
HBK Sorce Advisory
Pennsylvania
$11.3M +$1.57M +19,712 +14%
Osaic Holdings
14
Osaic Holdings
Arizona
$10.5M -$1.19M -14,975 -9%
RJA
15
Raymond James & Associates
Florida
$10.1M -$344K -4,318 -3%
WP
16
WealthSource Partners
California
$10M +$403K +5,068 +4%
KAS
17
Kestra Advisory Services
Texas
$9.75M +$758K +9,525 +8%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$7.97M +$147K +1,851 +2%
CF
19
Centaurus Financial
California
$7.33M +$1.39M +17,412 +21%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$5.74M -$64.1K -805 -1%
UWM
21
USAdvisors Wealth Management
Minnesota
$5.43M -$54.3K -682 -0.9%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$5.37M +$454K +5,700 +8%
PAG
23
Private Advisor Group
New Jersey
$5.1M +$357K +4,484 +7%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$4.9M +$258K +3,248 +5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$4.26M +$40K +503 +0.9%

FEX Hedge Fund Activity: Q3 2022 in Review

164 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2022, worth a combined $539M — down 5.8% from $571M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FEX and 9 opened new positions — a net loss of 3 holders — while 54 trimmed existing stakes and 55 added.

The largest buyer was Great Valley Advisor Group, adding an estimated $2.25M. The largest seller was Silver Oak Securities, cutting an estimated $3.96M.

  • 164 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2022, down from 169 in Q2 2022.
  • Funds reported $539M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2022, down 5.8% quarter-over-quarter.
  • 9 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2022 and 12 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2022 was Great Valley Advisor Group, an estimated $2.25M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2022 was Silver Oak Securities, an estimated $3.96M sold.

Based on aggregated 13F filings for Q3 2022.