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First Trust Large Cap Core AlphaDEX Fund

145 hedge funds and large institutions have $810M invested in First Trust Large Cap Core AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 39 increasing their positions, 58 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

230% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 10

18% more funds holding

Funds holding: 123145 (+22)

4% less capital invested

Capital invested by funds: $848M → $810M (-$37.7M)

4.62% less ownership

Funds ownership: 56.16%51.53% (-4.6%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

33% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 58

Holders
145
Holders Change
+22
Holders Change %
+17.89%
% of All Funds
3.29%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
33
Increased
39
Reduced
58
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$125M +$6.47M +113,686 +6%
LPL Financial
2
LPL Financial
California
$80.3M -$5.3M -93,144 -6%
Wells Fargo
3
Wells Fargo
California
$76.3M -$43.3M -761,194 -37%
Bank of America
4
Bank of America
North Carolina
$68.2M +$2.74M +48,209 +4%
UBS Group
5
UBS Group
Switzerland
$59.4M -$625K -10,990 -1%
AG
6
Advisor Group
Arizona
$26.5M +$462K +8,125 +2%
RJA
7
Raymond James & Associates
Florida
$23.4M +$425K +7,469 +2%
MML Investors Services
8
MML Investors Services
Massachusetts
$22.3M +$235K +4,122 +1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$21.5M +$58.8K +1,033 +0.3%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$17.8M -$2.99M -52,498 -15%
AW
11
ACG Wealth
Georgia
$17.3M -$71.9K -1,264 -0.4%
SB
12
Suntrust Banks
Georgia
$15.6M +$694K +12,204 +5%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$15.3M +$446K +7,832 +3%
BS
14
Banco Santander
Spain
$13.1M +$2.66M +46,712 +26%
HSA
15
HBK Sorce Advisory
Pennsylvania
$12.6M +$217K +3,814 +2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$11.7M +$357K +6,268 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$10.6M +$541K +9,500 +6%
HFS
18
HL Financial Services
Kentucky
$10M +$52.3K +920 +0.5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$8.69M -$356K -6,262 -4%
CS
20
Credit Suisse
Switzerland
$8.41M +$7.35M +129,109 +890%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$8.23M -$1.16M -20,367 -13%
BA
22
Ballew Advisors
Mississippi
$7.54M +$7.33M +128,770 New
SAM
23
Shamrock Asset Management
Texas
$7.53M -$25.7K -451 -0.3%
AIM
24
Astor Investment Management
Illinois
$6.62M -$17.9M -314,188 -74%
GFPC
25
Global Financial Private Capital
Florida
$6.17M -$16.6M -290,973 -73%

FEX Hedge Fund Activity: Q4 2017 in Review

145 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2017, worth a combined $810M — down 4.4% from $848M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FEX positions and 10 closed out — a net gain of 23 holders — while 39 added to existing stakes and 58 trimmed.

The largest buyer was Credit Suisse, adding an estimated $7.35M. The largest seller was Wells Fargo, cutting an estimated $43.3M.

  • 145 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2017, up from 123 in Q3 2017.
  • Funds reported $810M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2017, down 4.4% quarter-over-quarter.
  • 33 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2017 and 10 closed out, a net change of +23 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2017 was Credit Suisse, an estimated $7.35M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2017 was Wells Fargo, an estimated $43.3M sold.

Based on aggregated 13F filings for Q4 2017.