Rockefeller Capital Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Rockefeller Capital Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$6.66M	Buy	47,635 +1,698	+4%	+$224K	0.01%	854
2026 Q1	$5.6M	Sell	45,937 -677	-1%	-$83.9K	0.01%	882
2025 Q4	$5.53M	Buy	46,614 +6,559	+16%	+$769K	0.01%	844
2025 Q3	$4.68M	Sell	40,055 -147	-0.4%	-$16.7K	0.01%	846
2025 Q2	$4.42M	Buy	40,202 +173	+0.4%	+$17.8K	0.01%	840
2025 Q1	$4.1M	Buy	40,029 +2,778	+7%	+$294K	0.01%	803
2024 Q4	$3.89M	Sell	37,251 -3,348	-8%	-$359K	0.01%	791
2024 Q3	$4.23M	Sell	40,599 -254	-0.6%	-$25.3K	0.01%	763
2024 Q2	$3.96M	Sell	40,853 -1,031	-2%	-$99.6K	0.01%	761
2024 Q1	$4.16M	Sell	41,884 -131	-0.3%	-$12.2K	0.01%	752
2023 Q4	$3.79M	Sell	42,015 -1,142	-3%	-$95.5K	0.01%	717
2023 Q3	$3.5M	Sell	43,157 -48,384	-53%	-$4.09M	0.01%	664
2023 Q2	$7.69M	Sell	91,541 -523	-0.6%	-$42K	0.03%	507
2023 Q1	$7.41M	Sell	92,064 -18,174	-16%	-$1.49M	0.03%	492
2022 Q4	$8.83M	Sell	110,238 -123	-0.1%	-$9.82K	0.04%	394
2022 Q3	$7.97M	Buy	110,361 +1,851	+2%	+$147K	0.04%	416
2022 Q2	$8.25M	Sell	108,510 -4,956	-4%	-$410K	0.04%	392
2022 Q1	$10M	Buy	113,466 +38,111	+51%	+$3.32M	0.05%	364
2021 Q4	$6.96M	Buy	75,355 +26,009	+53%	+$2.35M	0.03%	447
2021 Q3	$4.21M	Buy	49,346 +510	+1%	+$44.6K	0.02%	520
2021 Q2	$4.19M	Buy	48,836 +1,783	+4%	+$150K	0.02%	498
2021 Q1	$3.77M	Buy	47,053 +4,307	+10%	+$335K	0.03%	425
2020 Q4	$3.14M	Sell	42,746 -1,028	-2%	-$70.8K	0.02%	406
2020 Q3	$2.77M	Buy	43,774 +3,765	+9%	+$236K	0.03%	362
2020 Q2	$2.38M	Buy	+40,009	New	+$2.22M	0.02%	370

Other funds holding FEX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MWM

Modern Wealth Management Lenexa, Kansas $8.4B AUM 21.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Rockefeller Capital Management's FEX Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 3.7% in Q2 2026, buying an estimated $224K and bringing the position to 47,635 shares worth $6.66M. The position accounts for 0.01% of the portfolio, ranked #854.

Rockefeller Capital Management first reported a position in FEX in Q2 2020 and has held it in 25 quarters since. The position peaked at $10M in Q1 2022. 242 funds tracked by Wall St. Rank hold FEX as of Q2 2026.

Rockefeller Capital Management held 47,635 shares of First Trust Large Cap Core AlphaDEX Fund worth $6.66M as of Q2 2026.
Rockefeller Capital Management bought 1,698 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2026, an estimated $224K.
First Trust Large Cap Core AlphaDEX Fund made up 0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #854 holding.
Rockefeller Capital Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2020 and has held it in 25 quarters since.
Rockefeller Capital Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $10M in Q1 2022.
242 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.