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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$1.92B 3.4%
2,946,267
+109,457
+4% +$74.4M
AAPL icon
2
Apple
AAPL
$4.45T
$1.7B 3.01%
6,683,923
+179,000
+3% +$46.6M
NVDA icon
3
NVIDIA
NVDA
$5.27T
$1.57B 2.79%
9,029,958
+353,432
+4% +$64.8M
MSFT icon
4
Microsoft
MSFT
$3.74T
$1.49B 2.65%
4,033,392
+84,626
+2% +$35.4M
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$4.2T
$1.24B 2.19%
4,297,315
+39,089
+0.9% +$12.3M
AMZN icon
6
Amazon
AMZN
$2.94T
$1.23B 2.18%
5,897,727
+296,478
+5% +$65.3M
AVGO icon
7
Broadcom
AVGO
$1.98T
$927M 1.64%
2,996,496
+140,430
+5% +$46.2M
VOO icon
8
Vanguard S&P 500 ETF
VOO
$1.03T
$835M 1.48%
1,396,649
+20,810
+2% +$13M
IVV icon
9
iShares Core S&P 500 ETF
IVV
$902B
$750M 1.33%
1,148,258
+66,317
+6% +$45.3M
JPM icon
10
JPMorgan Chase
JPM
$962B
$709M 1.26%
2,409,554
+83,763
+4% +$25.4M
QQQ icon
11
Invesco QQQ Trust
QQQ
$478B
$652M 1.16%
1,130,072
-24,668
-2% -$15M
GOOG icon
12
Alphabet (Google) Class C
GOOG
$4.19T
$615M 1.09%
2,142,274
-17,373
-0.8% -$5.46M
META icon
13
Meta Platforms (Facebook)
META
$1.53T
$604M 1.07%
1,054,928
+22,975
+2% +$14.7M
RGEF
14
Rockefeller Global Equity ETF
RGEF
$830M
$582M 1.03%
19,357,317
-933,313
-5% -$29.2M
RSMC
15
Rockefeller U.S. Small-Mid Cap ETF
RSMC
$788M
$536M 0.95%
21,580,505
+886,205
+4% +$23M
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$127B
$485M 0.86%
4,547,064
+252,208
+6% +$28.6M
LLY icon
17
Eli Lilly
LLY
$1.08T
$463M 0.82%
503,731
+47,158
+10% +$47.8M
COST icon
18
Costco
COST
$419B
$423M 0.75%
424,493
+30,182
+8% +$29.4M
V icon
19
Visa
V
$677B
$410M 0.73%
1,355,559
-30,706
-2% -$9.87M
GLD icon
20
SPDR Gold Trust
GLD
$143B
$399M 0.71%
926,830
-11,430
-1% -$5.12M
VTI icon
21
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$354M 0.63%
1,103,126
+34,815
+3% +$11.7M
XOM icon
22
ExxonMobil
XOM
$657B
$347M 0.61%
2,043,449
+119,509
+6% +$17.4M
GEV icon
23
GE Vernova
GEV
$269B
$334M 0.59%
382,869
+25,292
+7% +$19.7M
IWD icon
24
iShares Russell 1000 Value ETF
IWD
$84B
$329M 0.58%
1,538,757
+98,256
+7% +$21.5M
HD icon
25
Home Depot
HD
$353B
$324M 0.57%
985,007
+50,695
+5% +$18.5M
1
2 3 4 5

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.