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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.84T
| $661M | 5.01% |
2,972,389
+104,850
| +4% | +$22.5M |
|
2
Apple
AAPL
$4.89T
| $521M | 3.94% |
3,923,265
-308,804
| -7% | -$37.1M |
|
|
3
Amazon
AMZN
$2.5T
| $443M | 3.36% |
2,720,380
+286,060
| +12% | +$45.6M |
|
4
Meta Platforms (Facebook)
META
$1.51T
| $278M | 2.1% |
1,016,095
+21,879
| +2% | +$6M |
|
5
Verizon
VZ
$194B
| $256M | 1.94% |
4,359,035
+6,457
| +0.1% | +$384K |
|
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $244M | 1.84% |
651,299
+25,021
| +4% | +$8.88M |
|
7
Visa
V
$677B
| $204M | 1.55% |
934,615
+77,941
| +9% | +$15.9M |
|
|
8
Alibaba
BABA
$269B
| $194M | 1.47% |
831,970
+430,524
| +107% | +$120M |
|
|
DFS
9
DELISTED
Discover Financial Services
DFS
| $186M | 1.41% |
2,053,101
+466,233
| +29% | +$34.8M |
|
10
Becton Dickinson
BDX
$43.1B
| $174M | 1.32% |
713,788
+105,115
| +17% | +$24.5M |
|
11
Reinsurance Group of America
RGA
$15.7B
| $157M | 1.19% |
1,355,228
+2,187
| +0.2% | +$244K |
|
12
Deere & Co
DE
$170B
| $156M | 1.18% |
581,384
+4,669
| +0.8% | +$1.16M |
|
13
Willis Towers Watson
WTW
$27.9B
| $143M | 1.09% |
680,072
-105,693
| -13% | -$21.8M |
|
14
Agnico Eagle Mines
AEM
$72.6B
| $137M | 1.04% |
1,944,960
+411,961
| +27% | +$30.7M |
|
15
Vanguard S&P 500 ETF
VOO
$968B
| $137M | 1.04% |
397,670
+132,711
| +50% | +$43.3M |
|
16
Aflac
AFL
$63.9B
| $132M | 1% |
2,970,844
-984,811
| -25% | -$40.3M |
|
|
17
Globe Life
GL
$13.5B
| $123M | 0.93% |
1,296,872
+1,295,677
| +108,425% | +$115M |
|
18
TE Connectivity
TEL
$58.8B
| $117M | 0.88% |
964,428
+54,990
| +6% | +$6.06M |
|
19
ICICI Bank
IBN
$106B
| $117M | 0.88% |
7,852,938
+1,952,186
| +33% | +$24.5M |
|
20
Medtronic
MDT
$107B
| $112M | 0.85% |
960,295
+5,475
| +0.6% | +$603K |
|
|
21
Progressive
PGR
$124B
| $106M | 0.81% |
1,075,082
-1,460,083
| -58% | -$138M |
|
|
MPT
22
Medical Properties Trust
MPT
$2.89B
| $102M | 0.78% |
4,699,112
+4,697,261
| +253,769% | +$91.5M |
|
23
Applied Materials
AMAT
$426B
| $101M | 0.77% |
1,173,669
+26,904
| +2% | +$1.99M |
|
24
Carrier Global
CARR
$57.2B
| $95.1M | 0.72% |
2,520,784
+21,931
| +0.9% | +$794K |
|
25
Walt Disney
DIS
$165B
| $93.7M | 0.71% |
517,917
+58,501
| +13% | +$8.4M |
|
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Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.