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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.84T
| $357M | 4.68% |
2,262,597
+349,335
| +18% | +$57.4M |
|
|
2
Apple
AAPL
$4.89T
| $317M | 4.16% |
4,986,524
+3,757,764
| +306% | +$276M |
|
3
Meta Platforms (Facebook)
META
$1.51T
| $261M | 3.43% |
1,566,562
+155,325
| +11% | +$30.4M |
|
4
Amazon
AMZN
$2.5T
| $241M | 3.17% |
2,475,300
+42,820
| +2% | +$4.14M |
|
|
5
Verizon
VZ
$194B
| $239M | 3.13% |
4,444,462
+4,167,470
| +1,505% | +$238M |
|
6
Progressive
PGR
$124B
| $178M | 2.33% |
2,405,758
+1,226,313
| +104% | +$94.5M |
|
7
Comcast
CMCSA
$79.7B
| $164M | 2.15% |
4,760,867
+62,558
| +1% | +$2.64M |
|
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $152M | 1.99% |
588,008
+16,780
| +3% | +$5.12M |
|
9
Alphabet (Google) Class C
GOOG
$3.9T
| $148M | 1.94% |
2,539,460
-1,039,740
| -29% | -$70.5M |
|
|
10
GSK
GSK
$103B
| $145M | 1.9% |
3,055,503
+3,035,456
| +15,142% | +$162M |
|
|
11
Willis Towers Watson
WTW
$27.9B
| $127M | 1.66% |
746,921
+740,575
| +11,670% | +$146M |
|
12
Visa
V
$677B
| $126M | 1.66% |
783,966
+101,698
| +15% | +$19.2M |
|
|
13
Walt Disney
DIS
$165B
| $122M | 1.6% |
1,260,831
+965,267
| +327% | +$122M |
|
|
CHL
14
DELISTED
China Mobile Limited
CHL
| $103M | 1.35% |
2,723,295
-77,690
| -3% | -$3.12M |
|
15
Becton Dickinson
BDX
$43.1B
| $97.3M | 1.28% |
433,890
+29,393
| +7% | +$7.26M |
|
16
Novartis
NVS
$295B
| $96.4M | 1.26% |
1,169,160
-70,193
| -6% | -$6.26M |
|
17
Aflac
AFL
$63.9B
| $95.8M | 1.26% |
2,796,865
+1,058,863
| +61% | +$48.4M |
|
|
CERN
18
DELISTED
Cerner Corp
CERN
| $90.2M | 1.18% |
1,432,013
+463,283
| +48% | +$33M |
|
19
Medtronic
MDT
$107B
| $82.4M | 1.08% |
913,604
-344,383
| -27% | -$36.6M |
|
20
Deere & Co
DE
$170B
| $74.3M | 0.97% |
537,536
-26,212
| -5% | -$4.15M |
|
21
Regeneron Pharmaceuticals
REGN
$68.8B
| $65.7M | 0.86% |
134,509
-20,682
| -13% | -$8.53M |
|
22
Agnico Eagle Mines
AEM
$72.6B
| $59.4M | 0.78% |
+1,493,773
| New | +$78.7M |
|
23
JPMorgan Chase
JPM
$939B
| $57.6M | 0.76% |
639,772
+273,752
| +75% | +$33.3M |
|
24
TE Connectivity
TEL
$58.8B
| $56.3M | 0.74% |
893,406
-52,886
| -6% | -$4.52M |
|
|
25
Alphabet (Google) Class A
GOOGL
$3.91T
| $56.1M | 0.74% |
965,640
-235,440
| -20% | -$16M |
|
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Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.