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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.19%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.02B
AUM Growth
+$1.31B
(+23%)
Cap. Flow
+$650M
Cap. Flow
% of AUM
9.26%
Top 10 Holdings %
Top 10 Hldgs %
28.08%
Holding
1,957
New
1,047
Increased
658
Reduced
132
Closed
26
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$135M |
| 2 |
TE Connectivity
TEL
|
+$68.3M |
| 3 |
CVET
Covetrus, Inc. Common Stock
CVET
|
+$48.5M |
| 4 |
Cemex
CX
|
+$22M |
| 5 |
Comcast
CMCSA
|
+$18.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$53.1M |
| 2 |
NCR Voyix
VYX
|
+$42M |
| 3 |
BP
BP
|
+$31.3M |
| 4 |
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
|
+$27.4M |
| 5 |
Charter Communications
CHTR
|
+$26.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 18.75% |
| 2 | Financials | 15.82% |
| 3 | Technology | 12.61% |
| 4 | Communication Services | 11.92% |
| 5 | Consumer Discretionary | 10.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Meta Platforms (Facebook)
META
$1.53T
| $235M | 3.35% |
1,409,090
+14,873
| +1% | +$2.37M |
|
|
2
Comcast
CMCSA
$76.7B
| $223M | 3.18% |
5,587,624
+502,160
| +10% | +$18.9M |
|
3
Amazon
AMZN
$2.52T
| $221M | 3.16% |
2,487,420
+62,620
| +3% | +$5.21M |
|
4
Alphabet (Google) Class C
GOOG
$3.91T
| $221M | 3.15% |
3,768,040
+91,880
| +2% | +$5.16M |
|
5
Microsoft
MSFT
$2.88T
| $211M | 3.01% |
1,793,225
+127,466
| +8% | +$13.9M |
|
6
Southwest Airlines
LUV
$22B
| $188M | 2.68% |
3,619,830
+6,382
| +0.2% | +$337K |
|
7
Royal Caribbean
RCL
$76.5B
| $181M | 2.59% |
1,582,881
-7,701
| -0.5% | -$876K |
|
8
Visa
V
$674B
| $169M | 2.41% |
1,083,997
-122,137
| -10% | -$17.6M |
|
|
9
Apple
AAPL
$4.76T
| $166M | 2.37% |
3,495,644
+3,181,868
| +1,014% | +$135M |
|
10
JPMorgan Chase
JPM
$928B
| $153M | 2.19% |
1,516,296
-185,164
| -11% | -$19.1M |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $145M | 2.07% |
514,096
+55,368
| +12% | +$15M |
|
12
Reinsurance Group of America
RGA
$15.4B
| $141M | 2.01% |
993,322
-6,682
| -0.7% | -$962K |
|
13
Wells Fargo
WFC
$261B
| $129M | 1.83% |
2,663,826
+69,759
| +3% | +$3.43M |
|
14
Ross Stores
ROST
$74.6B
| $126M | 1.79% |
1,349,479
-3,462
| -0.3% | -$318K |
|
15
Medtronic
MDT
$106B
| $124M | 1.76% |
1,357,738
+7,939
| +0.6% | +$711K |
|
16
Novartis
NVS
$297B
| $121M | 1.73% |
1,407,353
+10,758
| +0.8% | +$864K |
|
|
CMA
17
DELISTED
Comerica
CMA
| $108M | 1.54% |
1,477,968
+202,136
| +16% | +$16.2M |
|
18
CVS Health
CVS
$137B
| $106M | 1.51% |
1,961,730
+219,877
| +13% | +$13.6M |
|
19
Becton Dickinson
BDX
$42.6B
| $104M | 1.48% |
426,335
+15,268
| +4% | +$3.61M |
|
|
CERN
20
DELISTED
Cerner Corp
CERN
| $99.4M | 1.42% |
1,736,602
-9,591
| -0.5% | -$534K |
|
21
Synchrony
SYF
$23.2B
| $87.4M | 1.25% |
2,740,070
+502,875
| +22% | +$15.1M |
|
|
22
BP
BP
$113B
| $81.4M | 1.16% |
1,893,911
-764,307
| -29% | -$31.3M |
|
23
EOG Resources
EOG
$77.6B
| $79.7M | 1.14% |
836,978
+51,108
| +7% | +$4.87M |
|
24
ExxonMobil
XOM
$646B
| $73.9M | 1.05% |
915,167
+64,000
| +8% | +$4.88M |
|
25
iShares MSCI EAFE ETF
EFA
$76.5B
| $71.1M | 1.01% |
1,096,614
+173,787
| +19% | +$10.9M |
|
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Rockefeller Capital Management's Q1 2019 Portfolio in Review
As of Q1 2019, Rockefeller Capital Management held 1,957 positions worth $7.02B, up 23% from $5.71B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $650M of net new capital in Q1 2019, opening 1,047 new positions and adding to 658 existing holdings. Its largest new stake was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was Vanguard Mortgage-Backed Securities ETF, an estimated $53.1M trimmed.
- Rockefeller Capital Management's largest Q1 2019 buy was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
- Rockefeller Capital Management added most to Apple in Q1 2019, an estimated $135M increase.
- Rockefeller Capital Management's biggest Q1 2019 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $53.1M.
- Rockefeller Capital Management fully exited iShares MSCI South Korea ETF in Q1 2019, selling an estimated $2.61M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.02B portfolio in Q1 2019.
- Rockefeller Capital Management opened 1,047 new positions and closed 26 in Q1 2019.
- Rockefeller Capital Management's portfolio value rose 23% quarter-over-quarter to $7.02B.
Based on Rockefeller Capital Management's 13F filing for Q1 2019, filed 10 May 2019.