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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,822
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.85T
| $824M | 4.33% |
2,922,172
+122,164
| +4% | +$35.5M |
|
2
Apple
AAPL
$4.9T
| $660M | 3.47% |
4,660,796
+306,153
| +7% | +$45.1M |
|
3
Amazon
AMZN
$2.51T
| $435M | 2.29% |
2,648,920
+40,800
| +2% | +$7.04M |
|
4
Meta Platforms (Facebook)
META
$1.54T
| $419M | 2.2% |
1,235,360
+46,680
| +4% | +$16.8M |
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$782B
| $351M | 1.84% |
817,851
+34,915
| +4% | +$15.4M |
|
|
DFS
6
DELISTED
Discover Financial Services
DFS
| $272M | 1.43% |
2,212,004
-287,446
| -12% | -$36M |
|
7
Visa
V
$674B
| $220M | 1.15% |
986,022
+44,949
| +5% | +$10.5M |
|
8
Willis Towers Watson
WTW
$27.7B
| $219M | 1.15% |
940,287
+120,345
| +15% | +$26.8M |
|
9
Becton Dickinson
BDX
$43B
| $208M | 1.09% |
867,386
+8,096
| +0.9% | +$1.99M |
|
10
Reinsurance Group of America
RGA
$15.6B
| $206M | 1.08% |
1,851,792
+26,768
| +1% | +$3.05M |
|
|
11
Vanguard S&P 500 ETF
VOO
$974B
| $193M | 1.01% |
489,485
+177,130
| +57% | +$71.9M |
|
12
Deere & Co
DE
$168B
| $169M | 0.89% |
504,297
-3,384
| -0.7% | -$1.22M |
|
13
Alphabet (Google) Class A
GOOGL
$3.91T
| $164M | 0.86% |
1,232,420
+132,400
| +12% | +$18M |
|
14
Applied Materials
AMAT
$439B
| $164M | 0.86% |
1,271,116
+14,702
| +1% | +$2M |
|
|
15
Alphabet (Google) Class C
GOOG
$3.91T
| $161M | 0.84% |
1,205,560
+143,020
| +13% | +$19.7M |
|
16
JPMorgan Chase
JPM
$938B
| $158M | 0.83% |
967,056
+104,236
| +12% | +$16.3M |
|
17
ICICI Bank
IBN
$106B
| $157M | 0.82% |
8,314,040
+79,528
| +1% | +$1.49M |
|
18
Eli Lilly
LLY
$1.07T
| $155M | 0.81% |
669,332
+13,597
| +2% | +$3.36M |
|
19
TE Connectivity
TEL
$58.7B
| $145M | 0.76% |
1,056,394
+3,605
| +0.3% | +$520K |
|
20
Fidelity National Information Services
FIS
$21.4B
| $142M | 0.74% |
1,164,602
+199,652
| +21% | +$26.8M |
|
21
Carrier Global
CARR
$57.5B
| $141M | 0.74% |
2,727,975
+74,257
| +3% | +$4M |
|
22
Globe Life
GL
$13.4B
| $137M | 0.72% |
1,542,431
+21,364
| +1% | +$2M |
|
23
Medtronic
MDT
$106B
| $135M | 0.71% |
1,079,222
+16,598
| +2% | +$2.15M |
|
24
First Horizon
FHN
$12.1B
| $135M | 0.71% |
8,262,872
+406,629
| +5% | +$6.48M |
|
25
Alibaba
BABA
$271B
| $127M | 0.67% |
859,795
-13,474
| -2% | -$2.45M |
|
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Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,822 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.