We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,606
Closed
222
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.16% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.86T
| $712M | 3.58% |
2,967,069
-198,735
| -6% | -$47.7M |
|
2
Apple
AAPL
$4.77T
| $680M | 3.42% |
5,230,187
-339,824
| -6% | -$48.6M |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $433M | 2.18% |
1,132,106
-35,413
| -3% | -$13.6M |
|
4
Amazon
AMZN
$2.51T
| $301M | 1.51% |
3,578,859
+308,830
| +9% | +$30.5M |
|
5
Chevron
CVX
$388B
| $281M | 1.41% |
1,568,162
+53,432
| +4% | +$9.32M |
|
6
Visa
V
$669B
| $242M | 1.21% |
1,162,580
-126,444
| -10% | -$25.5M |
|
|
7
JPMorgan Chase
JPM
$926B
| $230M | 1.16% |
1,716,372
+359,224
| +26% | +$45.5M |
|
8
Alphabet (Google) Class A
GOOGL
$3.91T
| $224M | 1.12% |
2,534,738
+203,456
| +9% | +$19.3M |
|
9
Vanguard S&P 500 ETF
VOO
$969B
| $214M | 1.07% |
608,178
-88,134
| -13% | -$31.1M |
|
|
10
Eli Lilly
LLY
$1.06T
| $194M | 0.97% |
530,094
-215,319
| -29% | -$76.3M |
|
|
11
Reinsurance Group of America
RGA
$15.4B
| $169M | 0.85% |
1,188,899
-644,032
| -35% | -$89.9M |
|
|
12
Alphabet (Google) Class C
GOOG
$3.91T
| $167M | 0.84% |
1,886,954
+162,130
| +9% | +$15.5M |
|
|
13
Meta Platforms (Facebook)
META
$1.53T
| $165M | 0.83% |
1,373,499
+365,199
| +36% | +$42.9M |
|
|
DFS
14
DELISTED
Discover Financial Services
DFS
| $160M | 0.8% |
1,633,025
-668,913
| -29% | -$67.3M |
|
15
UnitedHealth
UNH
$385B
| $160M | 0.8% |
300,937
+16,425
| +6% | +$8.7M |
|
16
Home Depot
HD
$323B
| $157M | 0.79% |
497,930
+45,717
| +10% | +$13.9M |
|
17
TotalEnergies
TTE
$192B
| $149M | 0.75% |
2,392,751
-298,753
| -11% | -$17.1M |
|
18
Invesco QQQ Trust
QQQ
$460B
| $147M | 0.74% |
552,242
+30,172
| +6% | +$8.34M |
|
19
McDonald's
MCD
$187B
| $124M | 0.62% |
470,900
+17,069
| +4% | +$4.5M |
|
20
Merck
MRK
$322B
| $124M | 0.62% |
1,113,854
+25,318
| +2% | +$2.59M |
|
21
Broadcom
AVGO
$1.85T
| $121M | 0.61% |
2,165,560
+18,600
| +0.9% | +$933K |
|
22
Costco
COST
$409B
| $120M | 0.6% |
262,968
+3,028
| +1% | +$1.48M |
|
23
NVIDIA
NVDA
$5.04T
| $119M | 0.6% |
8,155,160
+76,250
| +0.9% | +$1.12M |
|
24
iShares Russell 1000 Value ETF
IWD
$81.5B
| $119M | 0.6% |
785,481
+24,118
| +3% | +$3.61M |
|
25
Adobe
ADBE
$86.2B
| $112M | 0.56% |
332,925
+106,037
| +47% | +$33.9M |
|
Similar funds
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 222 positions and reducing 1,606 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 222 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.