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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Meta Platforms (Facebook)
META
$1.54T
| $270M | 3.66% |
1,515,701
-95,487
| -6% | -$18.1M |
|
2
Microsoft
MSFT
$2.89T
| $263M | 3.57% |
1,895,003
+109,196
| +6% | +$15M |
|
3
Alphabet (Google) Class C
GOOG
$3.91T
| $249M | 3.38% |
4,083,900
-7,160
| -0.2% | -$424K |
|
4
Comcast
CMCSA
$76.9B
| $218M | 2.96% |
4,842,942
-825,632
| -15% | -$36.6M |
|
5
Amazon
AMZN
$2.52T
| $211M | 2.86% |
2,428,580
-98,260
| -4% | -$9.11M |
|
6
Southwest Airlines
LUV
$21.9B
| $200M | 2.72% |
3,709,464
+63,534
| +2% | +$3.32M |
|
7
Royal Caribbean
RCL
$76.5B
| $180M | 2.44% |
1,663,219
-8,317
| -0.5% | -$916K |
|
8
Reinsurance Group of America
RGA
$15.4B
| $162M | 2.19% |
1,010,665
+10,450
| +1% | +$1.62M |
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $160M | 2.18% |
540,335
+44,858
| +9% | +$13.3M |
|
10
Medtronic
MDT
$106B
| $147M | 2% |
1,354,728
-8,390
| -0.6% | -$875K |
|
|
11
Progressive
PGR
$122B
| $139M | 1.89% |
1,803,328
+1,795,494
| +22,919% | +$141M |
|
12
Wells Fargo
WFC
$261B
| $132M | 1.79% |
2,617,850
+48,785
| +2% | +$2.3M |
|
13
CVS Health
CVS
$137B
| $126M | 1.71% |
1,997,838
+16,242
| +0.8% | +$962K |
|
|
14
Visa
V
$674B
| $121M | 1.64% |
703,719
-389,030
| -36% | -$69.3M |
|
15
Novartis
NVS
$297B
| $109M | 1.48% |
1,258,076
+9,133
| +0.7% | +$820K |
|
16
Becton Dickinson
BDX
$42.6B
| $108M | 1.46% |
436,617
+3,096
| +0.7% | +$764K |
|
|
17
Deere & Co
DE
$165B
| $103M | 1.4% |
611,121
+179,509
| +42% | +$28.7M |
|
18
TE Connectivity
TEL
$57.5B
| $92.7M | 1.26% |
995,157
+139,558
| +16% | +$12.8M |
|
|
CMA
19
DELISTED
Comerica
CMA
| $92M | 1.25% |
1,394,073
-75,966
| -5% | -$5.03M |
|
|
CHL
20
DELISTED
China Mobile Limited
CHL
| $84.2M | 1.14% |
2,033,668
+2,015,065
| +10,832% | +$85.8M |
|
21
Lamb Weston
LW
$6.68B
| $80.5M | 1.09% |
1,107,585
-2,006
| -0.2% | -$138K |
|
|
CERN
22
DELISTED
Cerner Corp
CERN
| $75.5M | 1.02% |
1,106,930
-644,691
| -37% | -$45.6M |
|
23
iShares MSCI EAFE ETF
EFA
$76.5B
| $73.7M | 1% |
1,129,590
+45,512
| +4% | +$2.93M |
|
24
United Airlines
UAL
$37.8B
| $72.8M | 0.99% |
822,942
-13,750
| -2% | -$1.22M |
|
|
25
Alphabet (Google) Class A
GOOGL
$3.91T
| $72.1M | 0.98% |
1,180,560
-1,280
| -0.1% | -$75.8K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.