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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.42B 3.82%
2,472,811
+257,261
+12% +$142M
AAPL icon
2
Apple
AAPL
$4.77T
$1.34B 3.6%
5,741,681
-144,636
-2% -$32.3M
MSFT icon
3
Microsoft
MSFT
$2.86T
$1.29B 3.46%
2,987,046
-26,373
-0.9% -$11.3M
AMZN icon
4
Amazon
AMZN
$2.51T
$871M 2.34%
4,675,978
-38,341
-0.8% -$7M
NVDA icon
5
NVIDIA
NVDA
$5.04T
$851M 2.29%
6,995,820
+98,199
+1% +$11.6M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$3.91T
$638M 1.72%
3,846,869
+482,349
+14% +$80.9M
VOO icon
7
Vanguard S&P 500 ETF
VOO
$969B
$580M 1.56%
1,098,744
+49,918
+5% +$25.4M
AVGO icon
8
Broadcom
AVGO
$1.85T
$456M 1.23%
2,599,462
-111,488
-4% -$17.9M
META icon
9
Meta Platforms (Facebook)
META
$1.53T
$439M 1.18%
766,533
-217,002
-22% -$112M
LLY icon
10
Eli Lilly
LLY
$1.06T
$424M 1.14%
479,020
-47,459
-9% -$42.7M
QQQ icon
11
Invesco QQQ Trust
QQQ
$460B
$414M 1.12%
849,259
+18,833
+2% +$8.91M
IVV icon
12
iShares Core S&P 500 ETF
IVV
$876B
$414M 1.11%
717,951
+29,447
+4% +$16.4M
JPM icon
13
JPMorgan Chase
JPM
$926B
$362M 0.98%
1,718,231
-99,946
-5% -$21.1M
GOOG icon
14
Alphabet (Google) Class C
GOOG
$3.91T
$326M 0.88%
1,951,749
+164,849
+9% +$27.9M
V icon
15
Visa
V
$669B
$324M 0.87%
1,176,889
-8,219
-0.7% -$2.22M
COST icon
16
Costco
COST
$409B
$300M 0.81%
338,207
+3,263
+1% +$2.83M
RGA icon
17
Reinsurance Group of America
RGA
$15.4B
$287M 0.77%
1,316,692
-56,558
-4% -$12M
VT icon
18
Vanguard Total World Stock ETF
VT
$76.4B
$275M 0.74%
2,300,478
+544,169
+31% +$62.6M
IWF icon
19
iShares Russell 1000 Growth ETF
IWF
$123B
$266M 0.72%
2,840,440
+437,172
+18% +$39.6M
HD icon
20
Home Depot
HD
$323B
$251M 0.68%
620,673
+14,252
+2% +$5.2M
ORCL icon
21
Oracle
ORCL
$352B
$229M 0.62%
1,346,105
-1,052,332
-44% -$152M
CL icon
22
Colgate-Palmolive
CL
$72.1B
$225M 0.61%
2,165,600
+14,032
+0.7% +$1.43M
SHEL icon
23
Shell
SHEL
$244B
$206M 0.55%
3,125,284
+46,293
+2% +$3.28M
AMD icon
24
Advanced Micro Devices
AMD
$892B
$201M 0.54%
1,227,719
+68,413
+6% +$10.4M
UNH icon
25
UnitedHealth
UNH
$385B
$194M 0.52%
331,414
-30,110
-8% -$17M
1
2 3 4 5

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.