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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.86T
| $603M | 5.65% |
2,867,539
+19,968
| +0.7% | +$4.19M |
|
|
2
Apple
AAPL
$4.89T
| $490M | 4.59% |
4,232,069
-985,487
| -19% | -$108M |
|
|
3
Amazon
AMZN
$2.51T
| $383M | 3.59% |
2,434,320
-180,680
| -7% | -$28.5M |
|
4
Meta Platforms (Facebook)
META
$1.53T
| $260M | 2.44% |
994,216
-24,232
| -2% | -$6.25M |
|
5
Verizon
VZ
$190B
| $259M | 2.43% |
4,352,578
+94,031
| +2% | +$5.46M |
|
6
Progressive
PGR
$124B
| $240M | 2.25% |
2,535,165
+14,864
| +0.6% | +$1.34M |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$780B
| $210M | 1.96% |
626,278
+36,025
| +6% | +$11.9M |
|
8
Visa
V
$672B
| $171M | 1.6% |
856,674
+7,906
| +0.9% | +$1.58M |
|
9
Willis Towers Watson
WTW
$27.7B
| $164M | 1.54% |
785,765
+2,964
| +0.4% | +$605K |
|
10
Aflac
AFL
$63.6B
| $144M | 1.35% |
3,955,655
+67,418
| +2% | +$2.46M |
|
11
Becton Dickinson
BDX
$42.9B
| $138M | 1.29% |
608,673
+167,020
| +38% | +$41M |
|
|
12
Reinsurance Group of America
RGA
$15.6B
| $129M | 1.21% |
1,353,041
+1,346,141
| +19,509% | +$121M |
|
13
Deere & Co
DE
$168B
| $128M | 1.2% |
576,715
+1,765
| +0.3% | +$341K |
|
14
Agnico Eagle Mines
AEM
$72.8B
| $122M | 1.14% |
1,532,999
-5,060
| -0.3% | -$387K |
|
|
15
Alibaba
BABA
$270B
| $118M | 1.11% |
401,446
+277,926
| +225% | +$73.2M |
|
16
GSK
GSK
$103B
| $106M | 0.99% |
2,248,422
-8,881
| -0.4% | -$445K |
|
17
Medtronic
MDT
$106B
| $99.2M | 0.93% |
954,820
-7,208
| -0.7% | -$724K |
|
|
DFS
18
DELISTED
Discover Financial Services
DFS
| $91.7M | 0.86% |
1,586,868
+20,231
| +1% | +$1.06M |
|
19
TE Connectivity
TEL
$58.7B
| $88.9M | 0.83% |
909,438
-39,283
| -4% | -$3.61M |
|
|
CERN
20
DELISTED
Cerner Corp
CERN
| $88.4M | 0.83% |
1,222,649
-292,794
| -19% | -$20.9M |
|
|
CHL
21
DELISTED
China Mobile Limited
CHL
| $83.8M | 0.79% |
2,605,958
-9,245
| -0.4% | -$324K |
|
22
Vanguard S&P 500 ETF
VOO
$971B
| $81.5M | 0.76% |
264,959
+61,101
| +30% | +$18.6M |
|
23
Crown Holdings
CCK
$12.8B
| $78.6M | 0.74% |
1,022,305
+12,623
| +1% | +$924K |
|
|
24
Carrier Global
CARR
$57.1B
| $76.3M | 0.71% |
2,498,853
+2,345,053
| +1,525% | +$66.3M |
|
25
Applied Materials
AMAT
$434B
| $68.2M | 0.64% |
1,146,765
+6,051
| +0.5% | +$374K |
|
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Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.