We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.83T
$759M 4.27%
2,800,008
-301,913
-10% -$76.7M
AAPL icon
2
Apple
AAPL
$4.72T
$596M 3.36%
4,354,643
+294,551
+7% +$38.2M
AMZN icon
3
Amazon
AMZN
$2.51T
$449M 2.53%
2,608,120
+108,940
+4% +$18.1M
META icon
4
Meta Platforms (Facebook)
META
$1.54T
$413M 2.33%
1,188,680
+41,793
+4% +$13.4M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$335M 1.89%
782,936
+99,010
+14% +$41.3M
DFS
6
DELISTED
Discover Financial Services
DFS
$296M 1.67%
2,499,450
-6,276
-0.3% -$710K
V icon
7
Visa
V
$669B
$220M 1.24%
941,073
-14,911
-2% -$3.41M
RGA icon
8
Reinsurance Group of America
RGA
$15.3B
$208M 1.17%
1,825,024
+188,519
+12% +$23.7M
BDX icon
9
Becton Dickinson
BDX
$42.1B
$204M 1.15%
859,290
-3,600
-0.4% -$863K
BABA icon
10
Alibaba
BABA
$273B
$198M 1.12%
873,269
+28,083
+3% +$6.24M
WTW icon
11
Willis Towers Watson
WTW
$27.2B
$189M 1.06%
819,942
+154,104
+23% +$38.3M
DE icon
12
Deere & Co
DE
$165B
$179M 1.01%
507,681
-96,338
-16% -$35.2M
AMAT icon
13
Applied Materials
AMAT
$447B
$179M 1.01%
1,256,414
+22,713
+2% +$3.05M
LLY icon
14
Eli Lilly
LLY
$1.06T
$151M 0.85%
655,735
+15,320
+2% +$3.08M
GL icon
15
Globe Life
GL
$13.3B
$145M 0.82%
1,521,067
+182,473
+14% +$18.7M
TEL icon
16
TE Connectivity
TEL
$57.6B
$142M 0.8%
1,052,789
+19,010
+2% +$2.55M
IBN icon
17
ICICI Bank
IBN
$105B
$141M 0.79%
8,234,512
+134,855
+2% +$2.24M
FIS icon
18
Fidelity National Information Services
FIS
$20.7B
$137M 0.77%
964,950
+8,017
+0.8% +$1.19M
FHN icon
19
First Horizon
FHN
$12.1B
$136M 0.76%
7,856,243
-14,592
-0.2% -$265K
JPM icon
20
JPMorgan Chase
JPM
$930B
$134M 0.76%
862,820
+153,294
+22% +$24.1M
GOOGL icon
21
Alphabet (Google) Class A
GOOGL
$3.89T
$134M 0.76%
1,100,020
+170,960
+18% +$20M
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.89T
$133M 0.75%
1,062,540
+147,080
+16% +$17.5M
MDT icon
23
Medtronic
MDT
$105B
$132M 0.74%
1,062,624
+63,000
+6% +$7.91M
CARR icon
24
Carrier Global
CARR
$57.4B
$129M 0.73%
2,653,718
+45,327
+2% +$2.03M
VOO icon
25
Vanguard S&P 500 ETF
VOO
$967B
$123M 0.69%
312,355
-123,075
-28% -$47.2M
1
2 3 4 5

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.