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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.78T
$1.15B 3.83%
5,948,697
+218,791
+4% +$40.4M
MSFT icon
2
Microsoft
MSFT
$2.87T
$1.1B 3.69%
2,938,377
+11,503
+0.4% +$4.09M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.02B 3.4%
2,141,670
+18,539
+0.9% +$8.26M
AMZN icon
4
Amazon
AMZN
$2.51T
$666M 2.23%
4,382,917
+96,945
+2% +$13.6M
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$3.92T
$434M 1.45%
3,109,074
+116,322
+4% +$15.6M
NVDA icon
6
NVIDIA
NVDA
$5.04T
$381M 1.27%
7,695,070
+203,180
+3% +$9.42M
META icon
7
Meta Platforms (Facebook)
META
$1.54T
$363M 1.21%
1,026,443
-161,196
-14% -$52.5M
VOO icon
8
Vanguard S&P 500 ETF
VOO
$969B
$353M 1.18%
808,951
+181,660
+29% +$74.4M
QQQ icon
9
Invesco QQQ Trust
QQQ
$459B
$349M 1.17%
852,115
+56,779
+7% +$21.6M
JPM icon
10
JPMorgan Chase
JPM
$926B
$304M 1.02%
1,786,018
-49,885
-3% -$7.56M
LLY icon
11
Eli Lilly
LLY
$1.06T
$301M 1.01%
516,361
+6,758
+1% +$3.94M
V icon
12
Visa
V
$670B
$298M 0.99%
1,142,783
+5,674
+0.5% +$1.4M
IVV icon
13
iShares Core S&P 500 ETF
IVV
$876B
$280M 0.94%
586,456
+43,396
+8% +$19.4M
GOOG icon
14
Alphabet (Google) Class C
GOOG
$3.92T
$272M 0.91%
1,931,033
-8,493
-0.4% -$1.15M
AVGO icon
15
Broadcom
AVGO
$1.84T
$270M 0.9%
2,417,170
+38,400
+2% +$3.64M
ORCL icon
16
Oracle
ORCL
$349B
$266M 0.89%
2,524,265
+525,609
+26% +$57.4M
IWF icon
17
iShares Russell 1000 Growth ETF
IWF
$122B
$232M 0.77%
3,055,524
-125,548
-4% -$8.88M
IWD icon
18
iShares Russell 1000 Value ETF
IWD
$81.6B
$216M 0.72%
1,305,676
+2,654
+0.2% +$410K
SHEL icon
19
Shell
SHEL
$244B
$214M 0.72%
3,253,861
+136,345
+4% +$8.95M
COST icon
20
Costco
COST
$410B
$208M 0.69%
314,730
+13,778
+5% +$8.17M
HD icon
21
Home Depot
HD
$324B
$199M 0.67%
574,303
+26,770
+5% +$8.29M
RGA icon
22
Reinsurance Group of America
RGA
$15.4B
$198M 0.66%
1,226,574
+67,935
+6% +$10.6M
VT icon
23
Vanguard Total World Stock ETF
VT
$76.4B
$191M 0.64%
1,857,468
+239,455
+15% +$23M
AMD icon
24
Advanced Micro Devices
AMD
$888B
$189M 0.63%
1,281,649
+42,061
+3% +$4.96M
UNH icon
25
UnitedHealth
UNH
$383B
$188M 0.63%
356,745
+13,385
+4% +$7.14M
1
2 3 4 5

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.