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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.86T
| $731M | 4.95% |
3,101,921
+129,532
| +4% | +$30.1M |
|
2
Apple
AAPL
$4.78T
| $496M | 3.36% |
4,060,092
+136,827
| +3% | +$17.6M |
|
3
Amazon
AMZN
$2.52T
| $387M | 2.62% |
2,499,180
-221,200
| -8% | -$35.1M |
|
4
Meta Platforms (Facebook)
META
$1.54T
| $338M | 2.29% |
1,146,887
+130,792
| +13% | +$35.2M |
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $271M | 1.83% |
683,926
+32,627
| +5% | +$12.6M |
|
|
DFS
6
DELISTED
Discover Financial Services
DFS
| $238M | 1.61% |
2,505,726
+452,625
| +22% | +$42.7M |
|
7
Deere & Co
DE
$166B
| $226M | 1.53% |
604,019
+22,635
| +4% | +$7.43M |
|
8
Reinsurance Group of America
RGA
$15.4B
| $206M | 1.4% |
1,636,505
+281,277
| +21% | +$33.4M |
|
9
Becton Dickinson
BDX
$42.6B
| $205M | 1.39% |
862,890
+149,102
| +21% | +$36.4M |
|
10
Visa
V
$670B
| $202M | 1.37% |
955,984
+21,369
| +2% | +$4.5M |
|
11
Alibaba
BABA
$271B
| $192M | 1.3% |
845,186
+13,216
| +2% | +$3.25M |
|
12
Applied Materials
AMAT
$442B
| $165M | 1.12% |
1,233,701
+60,032
| +5% | +$6.62M |
|
13
Vanguard S&P 500 ETF
VOO
$969B
| $159M | 1.07% |
435,430
+37,760
| +9% | +$13.4M |
|
14
Willis Towers Watson
WTW
$27.4B
| $152M | 1.03% |
665,838
-14,234
| -2% | -$3.1M |
|
15
Aflac
AFL
$63.4B
| $135M | 0.91% |
2,630,344
-340,500
| -11% | -$16.3M |
|
|
16
Fidelity National Information Services
FIS
$21B
| $135M | 0.91% |
956,933
+379,101
| +66% | +$51.8M |
|
17
TE Connectivity
TEL
$58.2B
| $133M | 0.9% |
1,033,779
+69,351
| +7% | +$8.91M |
|
18
First Horizon
FHN
$12.1B
| $133M | 0.9% |
7,870,835
+758,180
| +11% | +$12M |
|
19
ICICI Bank
IBN
$106B
| $130M | 0.88% |
8,099,657
+246,719
| +3% | +$4.03M |
|
20
Globe Life
GL
$13.3B
| $129M | 0.88% |
1,338,594
+41,722
| +3% | +$4M |
|
|
21
Eli Lilly
LLY
$1.06T
| $120M | 0.81% |
640,415
+541,706
| +549% | +$106M |
|
22
Medtronic
MDT
$106B
| $118M | 0.8% |
999,624
+39,329
| +4% | +$4.61M |
|
23
Carrier Global
CARR
$56.8B
| $110M | 0.75% |
2,608,391
+87,607
| +3% | +$3.41M |
|
24
JPMorgan Chase
JPM
$926B
| $108M | 0.73% |
709,526
+51,599
| +8% | +$7.42M |
|
25
Agnico Eagle Mines
AEM
$72.4B
| $108M | 0.73% |
1,861,234
-83,726
| -4% | -$5.41M |
|
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Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.