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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.86T
$302M 3.76%
1,913,262
+18,259
+1% +$2.68M
META icon
2
Meta Platforms (Facebook)
META
$1.53T
$290M 3.61%
1,411,237
-104,464
-7% -$20.2M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$3.91T
$239M 2.98%
3,579,200
-504,700
-12% -$32.6M
AMZN icon
4
Amazon
AMZN
$2.52T
$225M 2.8%
2,432,480
+3,900
+0.2% +$345K
CMCSA icon
5
Comcast
CMCSA
$79.5B
$211M 2.63%
4,698,309
-144,633
-3% -$6.44M
RCL icon
6
Royal Caribbean
RCL
$79.8B
$205M 2.55%
1,534,277
-128,942
-8% -$15M
LUV icon
7
Southwest Airlines
LUV
$22.4B
$186M 2.32%
3,444,796
-264,668
-7% -$14.7M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$184M 2.29%
571,228
+30,893
+6% +$9.51M
MDT icon
9
Medtronic
MDT
$106B
$143M 1.78%
1,257,987
-96,741
-7% -$10.6M
V icon
10
Visa
V
$673B
$128M 1.6%
682,268
-21,451
-3% -$3.86M
CVS icon
11
CVS Health
CVS
$137B
$124M 1.55%
1,668,250
-329,588
-16% -$23.1M
CHL
12
DELISTED
China Mobile Limited
CHL
$118M 1.48%
2,800,985
+767,317
+38% +$31M
NVS icon
13
Novartis
NVS
$295B
$117M 1.46%
1,239,353
-18,723
-1% -$1.68M
RGA icon
14
Reinsurance Group of America
RGA
$15.7B
$114M 1.42%
699,097
-311,568
-31% -$50.4M
CMA
15
DELISTED
Comerica
CMA
$110M 1.37%
1,536,998
+142,925
+10% +$9.81M
BDX icon
16
Becton Dickinson
BDX
$43B
$107M 1.34%
404,497
-32,120
-7% -$8.01M
WFC icon
17
Wells Fargo
WFC
$262B
$106M 1.32%
1,963,342
-654,508
-25% -$34.3M
DE icon
18
Deere & Co
DE
$168B
$97.7M 1.22%
563,748
-47,373
-8% -$8.16M
AFL icon
19
Aflac
AFL
$63.7B
$91.9M 1.15%
1,738,002
+1,714,326
+7,241% +$91M
TEL icon
20
TE Connectivity
TEL
$58.8B
$90.7M 1.13%
946,292
-48,865
-5% -$4.53M
AAPL icon
21
Apple
AAPL
$4.9T
$90.2M 1.12%
1,228,760
+347,072
+39% +$22.3M
PGR icon
22
Progressive
PGR
$124B
$85.4M 1.06%
1,179,445
-623,883
-35% -$45M
EFA icon
23
iShares MSCI EAFE ETF
EFA
$76.8B
$81.7M 1.02%
1,176,701
+47,111
+4% +$3.18M
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$3.91T
$80.4M 1%
1,201,080
+20,520
+2% +$1.32M
LW icon
25
Lamb Weston
LW
$6.69B
$73.2M 0.91%
850,467
-257,118
-23% -$20.7M
1
2 3 4 5

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.