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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Alphabet (Google) Class C
GOOG
$3.91T
| $190M | 3.34% |
3,676,160
+135,400
| +4% | +$7.25M |
|
|
2
Meta Platforms (Facebook)
META
$1.53T
| $183M | 3.2% |
1,394,217
+224,756
| +19% | +$32.6M |
|
|
3
Amazon
AMZN
$2.52T
| $182M | 3.19% |
2,424,800
+479,380
| +25% | +$39.9M |
|
4
Comcast
CMCSA
$76.7B
| $173M | 3.03% |
5,085,464
-609,518
| -11% | -$22.3M |
|
5
Microsoft
MSFT
$2.88T
| $169M | 2.97% |
1,665,759
+56,125
| +3% | +$6.01M |
|
6
Southwest Airlines
LUV
$22B
| $168M | 2.94% |
3,613,448
+46,757
| +1% | +$2.48M |
|
7
JPMorgan Chase
JPM
$928B
| $166M | 2.91% |
1,701,460
+28,122
| +2% | +$3M |
|
8
Visa
V
$674B
| $159M | 2.79% |
1,206,134
-8,297
| -0.7% | -$1.15M |
|
|
9
Royal Caribbean
RCL
$76.5B
| $156M | 2.73% |
1,590,582
+212,793
| +15% | +$23.3M |
|
10
Reinsurance Group of America
RGA
$15.4B
| $140M | 2.46% |
1,000,004
+10,594
| +1% | +$1.5M |
|
11
Medtronic
MDT
$106B
| $123M | 2.15% |
1,349,799
+21,955
| +2% | +$2.05M |
|
12
Wells Fargo
WFC
$261B
| $120M | 2.09% |
2,594,067
-47,557
| -2% | -$2.44M |
|
13
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $115M | 2.01% |
458,728
+59,506
| +15% | +$16M |
|
14
CVS Health
CVS
$137B
| $114M | 2% |
1,741,853
+155,431
| +10% | +$11.6M |
|
15
Ross Stores
ROST
$74.6B
| $113M | 1.97% |
1,352,941
+2,821
| +0.2% | +$255K |
|
16
Novartis
NVS
$297B
| $107M | 1.88% |
1,396,595
+43,797
| +3% | +$3.41M |
|
17
Biogen
BIIB
$29.9B
| $98.4M | 1.72% |
326,998
+5,376
| +2% | +$1.72M |
|
18
BP
BP
$113B
| $97.7M | 1.71% |
2,658,218
+216,312
| +9% | +$8.64M |
|
|
CERN
19
DELISTED
Cerner Corp
CERN
| $91.6M | 1.6% |
1,746,193
+11,453
| +0.7% | +$664K |
|
20
Becton Dickinson
BDX
$42.6B
| $90.4M | 1.58% |
411,067
+3,031
| +0.7% | +$704K |
|
|
CMA
21
DELISTED
Comerica
CMA
| $87.6M | 1.54% |
1,275,832
-178,482
| -12% | -$14.2M |
|
|
22
United Airlines
UAL
$37.8B
| $70.6M | 1.24% |
842,769
-364,703
| -30% | -$32M |
|
23
EOG Resources
EOG
$77.6B
| $68.5M | 1.2% |
785,870
-24,015
| -3% | -$2.57M |
|
24
ExxonMobil
XOM
$646B
| $58M | 1.02% |
851,167
-52,172
| -6% | -$4.09M |
|
25
Illumina
ILMN
$29.8B
| $57.1M | 1% |
195,753
+3,973
| +2% | +$1.23M |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.