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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$981M 3.78%
5,729,906
+221,715
+4% +$40.7M
MSFT icon
2
Microsoft
MSFT
$2.84T
$924M 3.57%
2,926,874
+10,272
+0.4% +$3.39M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$908M 3.5%
2,123,131
+162,070
+8% +$72.1M
AMZN icon
4
Amazon
AMZN
$2.5T
$545M 2.1%
4,285,972
+182,183
+4% +$24.4M
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$3.91T
$392M 1.51%
2,992,752
+99,366
+3% +$12.9M
META icon
6
Meta Platforms (Facebook)
META
$1.51T
$357M 1.38%
1,187,639
+51,118
+4% +$15.4M
NVDA icon
7
NVIDIA
NVDA
$5.01T
$326M 1.26%
7,491,890
+301,940
+4% +$13.5M
QQQ icon
8
Invesco QQQ Trust
QQQ
$455B
$285M 1.1%
795,336
+33,993
+4% +$12.6M
LLY icon
9
Eli Lilly
LLY
$1.07T
$274M 1.06%
509,603
-32,065
-6% -$16.5M
JPM icon
10
JPMorgan Chase
JPM
$939B
$266M 1.03%
1,835,903
+90,115
+5% +$13.5M
V icon
11
Visa
V
$677B
$262M 1.01%
1,137,109
-36,143
-3% -$8.69M
GOOG icon
12
Alphabet (Google) Class C
GOOG
$3.9T
$256M 0.99%
1,939,526
+5,829
+0.3% +$758K
VOO icon
13
Vanguard S&P 500 ETF
VOO
$968B
$246M 0.95%
627,291
+69,439
+12% +$28.4M
IVV icon
14
iShares Core S&P 500 ETF
IVV
$876B
$233M 0.9%
543,060
+92,835
+21% +$41.5M
ORCL icon
15
Oracle
ORCL
$331B
$212M 0.82%
1,998,656
+1,096,641
+122% +$127M
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$122B
$212M 0.82%
3,181,072
+41,868
+1% +$2.89M
SHEL icon
17
Shell
SHEL
$245B
$201M 0.77%
3,117,516
+486,761
+19% +$30.3M
IWD icon
18
iShares Russell 1000 Value ETF
IWD
$82B
$198M 0.76%
1,303,022
+79,010
+6% +$12.5M
AVGO icon
19
Broadcom
AVGO
$1.82T
$198M 0.76%
2,378,770
+144,290
+6% +$12.5M
CVX icon
20
Chevron
CVX
$388B
$193M 0.75%
1,146,633
+40,656
+4% +$6.57M
UNH icon
21
UnitedHealth
UNH
$382B
$173M 0.67%
343,360
+6,927
+2% +$3.41M
COST icon
22
Costco
COST
$415B
$170M 0.66%
300,952
+16,542
+6% +$9.13M
RGA icon
23
Reinsurance Group of America
RGA
$15.7B
$168M 0.65%
1,158,639
+5,766
+0.5% +$817K
HD icon
24
Home Depot
HD
$332B
$165M 0.64%
547,533
+17,866
+3% +$5.75M
VT icon
25
Vanguard Total World Stock ETF
VT
$76.3B
$151M 0.58%
1,618,013
+652,025
+67% +$63.3M
1
2 3 4 5

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.