Rockefeller Capital Management
RSMC

Rockefeller Capital Management’s Rockefeller U.S. Small-Mid Cap ETF RSMC Stock Holding History

Rockefeller Capital Management’s Portfolio RSMC Stock Details RSMC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$536M Buy
21,580,505
+886,205
+4% +$23M 0.95% 15
2025
Q4 		$523M Sell
20,694,300
-7,109,852
-26% -$183M 0.94% 15
2025
Q3 		$732M Sell
27,804,152
-520,720
-2% -$13.6M 1.43% 11
2025
Q2 		$735M Buy
28,324,872
+419,089
+2% +$10.3M 1.61% 8
2025
Q1 		$657M Sell
27,905,783
-1,062,011
-4% -$26.7M 1.62% 8
2024
Q4 		$739M Buy
+28,967,794
New +$752M 1.91% 6

Other funds holding RSMC

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
SG
StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return
GWMR
GC Wealth Management RIA Cambridge, Massachusetts $1.73B AUM 16.14% 1-Year Est. Return
MHIC
Marble Harbor Investment Counsel Boston, Massachusetts $923M AUM 14.09% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
QCM
Quantinno Capital Management New York $59.9B AUM 28.07% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HTC
Haverford Trust Company Radnor, Pennsylvania $10.9B AUM 18.64% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

Rockefeller Capital Management's RSMC Position: Q1 2026 in Review

Rockefeller Capital Management increased its Rockefeller U.S. Small-Mid Cap ETF (RSMC) stake by 4.3% in Q1 2026, buying an estimated $23M and bringing the position to 21,580,505 shares worth $536M. The position accounts for 0.95% of the portfolio, ranked #15.

Rockefeller Capital Management first reported a position in RSMC in Q4 2024 and has held it in 6 quarters since. The position peaked at $739M in Q4 2024. 15 funds tracked by Wall St. Rank hold RSMC as of Q1 2026.

  • Rockefeller Capital Management held 21,580,505 shares of Rockefeller U.S. Small-Mid Cap ETF worth $536M as of Q1 2026.
  • Rockefeller Capital Management bought 886,205 Rockefeller U.S. Small-Mid Cap ETF shares in Q1 2026, an estimated $23M.
  • Rockefeller U.S. Small-Mid Cap ETF made up 0.95% of Rockefeller Capital Management's portfolio in Q1 2026, its #15 holding.
  • Rockefeller Capital Management first reported a position in Rockefeller U.S. Small-Mid Cap ETF in Q4 2024 and has held it in 6 quarters since.
  • Rockefeller Capital Management's Rockefeller U.S. Small-Mid Cap ETF position peaked at $739M in Q4 2024.
  • 15 funds tracked by Wall St. Rank held Rockefeller U.S. Small-Mid Cap ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.