Rockefeller Capital Management’s Rockefeller U.S. Small-Mid Cap ETF RSMC Stock Holding History

Rockefeller Capital Management’s Portfolio RSMC Stock Details RSMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$581M	Sell	21,248,336 -107,539	-0.5%	-$3.05M	0.85%	17
2026 Q2	$618M	Sell	21,355,875 -224,630	-1%	-$6.22M	0.95%	15
2026 Q1	$536M	Buy	21,580,505 +886,205	+4%	+$23M	0.95%	15
2025 Q4	$523M	Sell	20,694,300 -7,109,852	-26%	-$183M	0.94%	15
2025 Q3	$732M	Sell	27,804,152 -520,720	-2%	-$13.6M	1.43%	11
2025 Q2	$735M	Buy	28,324,872 +419,089	+2%	+$10.3M	1.61%	8
2025 Q1	$657M	Sell	27,905,783 -1,062,011	-4%	-$26.7M	1.62%	8
2024 Q4	$739M	Buy	+28,967,794	New	+$752M	1.91%	6

Other funds holding RSMC

StoneX Group New York $2.75B AUM 24.13% 1-Year Est. Return

Marble Harbor Investment Counsel Boston, Massachusetts $1.02B AUM 15.73% 1-Year Est. Return

Brighton Jones LLC Seattle, Washington $5.73B AUM 24.99% 1-Year Est. Return

Quantinno Capital Management New York $106B AUM 29.93% 1-Year Est. Return

Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Haverford Trust Company Radnor, Pennsylvania $11.8B AUM 14.09% 1-Year Est. Return

Commerce Bank Kansas City, Missouri $22.9B AUM 22.61% 1-Year Est. Return

HRT Financial New York $57.2B AUM 52.85% 1-Year Est. Return

Rockefeller Capital Management's RSMC Position: Q3 2026 in Review

Rockefeller Capital Management reduced its Rockefeller U.S. Small-Mid Cap ETF (RSMC) stake by 0.5% in Q3 2026, selling an estimated $3.05M and leaving 21,248,336 shares worth $581M. The position accounts for 0.85% of the portfolio, ranked #17.

Rockefeller Capital Management first reported a position in RSMC in Q4 2024 and has held it in 8 quarters since. The position peaked at $739M in Q4 2024. 17 funds tracked by Wall St. Rank hold RSMC as of Q3 2026.

Rockefeller Capital Management held 21,248,336 shares of Rockefeller U.S. Small-Mid Cap ETF worth $581M as of Q3 2026.
Rockefeller Capital Management sold 107,539 Rockefeller U.S. Small-Mid Cap ETF shares in Q3 2026, an estimated $3.05M.
Rockefeller U.S. Small-Mid Cap ETF made up 0.85% of Rockefeller Capital Management's portfolio in Q3 2026, its #17 holding.
Rockefeller Capital Management first reported a position in Rockefeller U.S. Small-Mid Cap ETF in Q4 2024 and has held it in 8 quarters since.
Rockefeller Capital Management's Rockefeller U.S. Small-Mid Cap ETF position peaked at $739M in Q4 2024.
17 funds tracked by Wall St. Rank held Rockefeller U.S. Small-Mid Cap ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.