RSMC

Rockefeller U.S. Small-Mid Cap ETF
RSMC

Overview Fund Activity

15 hedge funds and large institutions have $820M invested in Rockefeller U.S. Small-Mid Cap ETF in 2025 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
15
Holders Change
–
Holders Change %
0%
% of All Funds
0.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
3
Increased
4
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JFG
1
Jefferies Financial Group
New York
$15.1M
2
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$735M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$7.01M
4
CA
4
CoreCap Advisors
Michigan
$521K
5
Brown Advisory
5
Brown Advisory
Maryland
$257K

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$0
2
QCM
2
Quantinno Capital Management
New York
$3.13M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$26.7M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$458K
Name Market Value Shares Shares
Change 		Shares
Change %
Rockefeller Capital Management
1
Rockefeller Capital Management
New York
$735M 28,324,872 +419,089 +2%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$26.7M 1,026,940 -9,570 -0.9%
SG
3
StoneX Group
New York
$24.4M 940,579 +3,796 +0.4%
JFG
4
Jefferies Financial Group
New York
$15.1M 580,000 +580,000 New
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$7.01M 270,111 +125,724 +87%
QCM
6
Quantinno Capital Management
New York
$3.13M 120,724 -9,917 -8%
BJL
7
Brighton Jones LLC
Washington
$3.13M 120,663 – –
Franklin Resources
8
Franklin Resources
California
$1.99M 76,730 – –
HTC
9
Haverford Trust Company
Pennsylvania
$836K 32,210 – –
MHIC
10
Marble Harbor Investment Counsel
Massachusetts
$676K 26,039 +3,012 +13%
FNBT
11
FineMark National Bank & Trust
Florida
$557K 21,462 – –
CA
12
CoreCap Advisors
Michigan
$521K 20,064 +20,064 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$458K 17,647 -2,000 -10%
CA
14
Clearstead Advisors
Ohio
$282K 10,870 – –
Brown Advisory
15
Brown Advisory
Maryland
$257K 9,917 +9,917 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$207K 7,965 +7,965 New
Goldman Sachs
17
Goldman Sachs
New York
– – -16,196 Closed
Citadel Advisors
18
Citadel Advisors
Florida
– – -8,649 Closed
UBS Group
19
UBS Group
Switzerland
– – -1,960 Closed