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RSMC

Rockefeller U.S. Small-Mid Cap ETF
RSMC

17 hedge funds and large institutions have $568M invested in Rockefeller U.S. Small-Mid Cap ETF in 2025 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more funds holding

Funds holding: 14 → 17 (+3)

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

26.8% less ownership

Funds ownership: 107.22% → 80.42% (-27%)

29% less capital invested

Capital invested by funds: $803M → $568M (-$234M)

Holders
17
Holders Change
+3
Holders Change %
+21.43%
% of All Funds
0.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
3
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HighTower Advisors
HighTower Advisors
Illinois
+$993K
2
GWMR
GC Wealth Management RIA
Massachusetts
+$269K
3
CAM
Cresset Asset Management
Illinois
+$238K
4
LPL Financial
LPL Financial
California
+$226K
5
SG
StoneX Group
New York
+$226K

Top Sellers

Rank Fund Capital Flow
1
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$183M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$24.3M
3
JP Morgan Chase
JP Morgan Chase
New York
-$46.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
Rockefeller Capital Management
1
Rockefeller Capital Management
New York
$523M -$183M -7,109,852 -26%
SG
2
StoneX Group
New York
$23.4M +$226K +8,785 +1%
GWMR
3
GC Wealth Management RIA
Massachusetts
$3.91M +$269K +10,478 +7%
JP Morgan Chase
4
JP Morgan Chase
New York
$3.17M -$46.3K -1,800 -1%
QCM
5
Quantinno Capital Management
New York
$3.05M – – –
BJL
6
Brighton Jones LLC
Washington
$3.05M – – –
Franklin Resources
7
Franklin Resources
California
$1.94M – – –
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.72M -$24.3M -945,897 -93%
LPL Financial
9
LPL Financial
California
$1.4M +$226K +8,797 +19%
HighTower Advisors
10
HighTower Advisors
Illinois
$975K +$993K +38,600 New
HTC
11
Haverford Trust Company
Pennsylvania
$813K – – –
MHIC
12
Marble Harbor Investment Counsel
Massachusetts
$657K – – –
FNBT
13
FineMark National Bank & Trust
Florida
$542K – – –
Bank of New York Mellon
14
Bank of New York Mellon
New York
$446K – – –
CA
15
Clearstead Advisors
Ohio
$274K – – –
CAM
16
Cresset Asset Management
Illinois
$234K +$238K +9,250 New
UBS Group
17
UBS Group
Switzerland
$859 +$874 +34 New

RSMC Hedge Fund Activity: Q4 2025 in Review

17 of the 8,239 institutional investors tracked by Wall St. Rank reported a position in Rockefeller U.S. Small-Mid Cap ETF (RSMC) for Q4 2025, worth a combined $568M — down 29% from $803M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new RSMC positions and 0 closed out — a net gain of 3 holders — while 3 added to existing stakes and 3 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $993K. The largest seller was Rockefeller Capital Management, cutting an estimated $183M.

  • 17 institutional investors held Rockefeller U.S. Small-Mid Cap ETF (RSMC) as of Q4 2025, up from 14 in Q3 2025.
  • Funds reported $568M of Rockefeller U.S. Small-Mid Cap ETF stock for Q4 2025, down 29% quarter-over-quarter.
  • 3 funds opened new Rockefeller U.S. Small-Mid Cap ETF positions in Q4 2025 and 0 closed out, a net change of +3 holders.
  • The largest Rockefeller U.S. Small-Mid Cap ETF buyer in Q4 2025 was HighTower Advisors, an estimated $993K added.
  • The largest Rockefeller U.S. Small-Mid Cap ETF seller in Q4 2025 was Rockefeller Capital Management, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2025.